Associate – Regulatory Client Outreach

IFG International Financial Group Ltd; Ontario; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading bank in Canada seeks an Associate for Regulatory Client Outreach. This hybrid role in Toronto requires extensive experience in regulatory compliance and client onboarding, focusing on capital markets. The position offers a 12-month renewable contract with opportunities for growth.

Qualifications

• 5-7 years experience in Regulatory Compliance, preferably in Capital Markets.
• Expertise in using S&P Global for regulatory data.

Skills

Regulatory Compliance

Client Onboarding

Trade Control

Research

Analysis

Documentation

Tools

S&P Global

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial contract of 12 months, which is renewable. This role is currently hybrid in the Toronto office.

Must-Have skills :

• Minimum of 5-7 years of experience in Regulatory Compliance, Client Onboarding, Trade Control / Trade Desk Support, or operations, preferably in the Capital Markets line of business.
• Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC).
• Familiarity with Capital Markets Clientele business and product knowledge.
• Familiarity with institutional clients including Asset managers, Insurance companies, Pensions, and Sovereign Wealth Funds.
• Good research, analysis, and documentation skills to collect, validate, and consolidate the required data / information into appropriate formats.
• Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation.

Nice to Have :

• Knowledge of Retail, Commercial, and Wealth Business and their clients in FI is an asset.
• Data management experience and applicable techniques.

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [emailprotected] .