Director, Risk and Compliance, Canada and CRO & CCO, CATC

Computershare; Toronto; On-site; CAD 120,000 - 200,000; Full time

Job summary

A leading company in financial administration is seeking a Director of Risk and Compliance and Chief Risk Officer in Toronto. This pivotal role involves overseeing risk frameworks, ensuring compliance with regulatory obligations, and building relationships with stakeholders. Candidates should have a strong leadership background in risk management within federally regulated environments.

Benefits

Flexible work arrangements

Health and wellbeing rewards

Employee share purchase plan

Recognition awards and team events

Inclusive culture and community

Qualifications

• Strong track record in risk and compliance in federally regulated financial institutions.
• Expert knowledge of Canadian regulatory requirements for Trust Companies.
• Experience managing relationships with regulators.

Responsibilities

• Provide oversight and support for risk and compliance activities.
• Ensure effective regulatory compliance for CATC.
• Lead regulatory change initiatives relevant to CATC.

Skills

Leadership

Risk Management

Compliance

Communication

Problem Solving

Stakeholder Engagement

Education

University degree in related field

Recognized certifications in risk management and compliance

Job description

In this position, you'll be based in the Toronto office for a minimum of three days a week, with the flexibility to work from home for some of your working week. Find out more about our flexible work culture at computershare.com / flex.

We give you a world of potential

We have an exciting opportunity for an experienced and senior professional to join us as a Director of Risk and Compliance and CRO / CCO for Canada Advantage Trust of Canada (CATC).

A role you will love

This is a senior leadership role within the Global Risk Group at Computershare, forming part of the Second Line of Defence. This role is responsible for supporting, challenging, and overseeing the CATC Corporate Trust business in Canada, ensuring effective management of its risk profile and compliance with regulatory obligations. Additionally, this position will also support the Canada CRO / CCO with 2nd line oversight responsibilities for Computershare Canada, including maintaining positive relationships with regulators in the region.

Some of your key responsibilities will include :

• Provide independent oversight and support for risk and compliance activities, acting as a trusted advisor and, when needed, providing effective challenge to the CATC Corporate Trust business.
• Oversee the implementation and ongoing management of Computershare's risk framework for CATC and other Canadian entities.
• Ensure effective regulatory compliance by supporting and monitoring the compliance management framework for CATC.
• Lead and collaborate with second-line Risk and Compliance professionals across Canada and globally to support local business entities.
• Work closely with senior leaders to develop and deliver risk and compliance reporting for governance forums, including boards and board committees.
• Build strong relationships with senior management to guide and challenge them in managing their risk exposure effectively.
• Serve as the Chief Risk Officer and Chief Compliance Officer for CATC, and act as the alternate for the Canada CRO / CCO.
• Lead regulatory change initiatives relevant to CATC, working with risk and compliance teams, business leaders, and functional heads to ensure compliance across Canadian operations.
• Provide regular updates and reports on risk and compliance matters to CATC and Canadian senior management, including escalation of significant issues when necessary.

What will you bring to the role?

You bring a strong track record of leadership in risk and compliance within federally regulated financial institutions, along with deep expertise in Canadian regulatory frameworks. Your ability to navigate complex environments, influence senior stakeholders, and drive strategic risk initiatives positions you as a key leader in shaping and overseeing risk management.

Other key skills required for the role include :

• A university degree and recognized certifications in risk management and compliance.
• Proven leadership experience across risk, compliance, legal, audit, or governance functions in a regulated financial services environment.
• A comprehensive understanding of enterprise-wide risk, with particular strength in operational, regulatory, financial, and strategic risk domains.
• Expert knowledge of Canadian regulatory requirements for Trust Companies, including OSFI guidelines and legislation such as the Trust and Loan Companies Act.
• Demonstrated success in designing and implementing risk and compliance frameworks in fast-paced, change-driven organizations.
• The ability to engage and influence executive leadership and board members with credibility and confidence.
• Experience managing relationships with regulators and navigating complex regulatory landscapes.
• Strong communication, problem-solving, project management and stakeholder engagement skills, underpinned by integrity and a commitment to excellence.

If this sounds like a role and team you'd love to be a part of, apply today!

Rewards designed for you

Ours is a welcoming and close-knit community, with experienced colleagues ready to help you grow. At Computershare, you'll find new friendships, a strong sense of belonging and an inclusive culture that appreciates and recognises individual contributions.

Flexible work to help you find the best balance between work and lifestyle.

Health and wellbeing rewards that can be tailored to support you and your family.

Invest in our business by setting aside salary to purchase shares in our company, and you'll receive a company contribution as well.

Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future. Visit computershare.com / CanadaBenefits for details.

And more. Ours is a welcoming and close-knit community, with experienced colleagues ready to help you grow. Our careers hub will help you find out more about our rewards and life at Computershare, visit computershare.com / careershub. #LI-Hybrid

About Us

A company to be proud of

We're a global leader in financial administration with over 12,000 employees across more than 22 different countries. At Computershare, it's more than just a job, our open and inclusive culture means that we will help you to grow, to move forward and make the most of our world of opportunities.

A diverse and inclusive place to work

At Computershare we value diversity and welcome applications from everyone, believing that an equal and inclusive culture is key to excellent results. One of the greatest advantages for our organisation is the talent and diversity of our people and we strive to ensure all our employees have an equal opportunity to contribute their ideas, bring their personality to their work and showcase their skills. For support with accommodations or adjustments during our recruitment process please visit computershare.com / access for further information.

About the Team

Our Shared Services teams support all of our business lines behind the scenes. Across the world, we have a range of specialisms that ensure the delivery of our business priorities. These include Technology, Information Security, Finance, Risk, Audit, Governance, Marketing and Communications as well as our People team. Join our strategic team and help us look after everything from creating an amazing end to end employee journey to keeping our systems safe. You'll be looking after our people, our clients and their customers, whilst maintaining our exceptional standards around the globe.

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Risk And Compliance • Toronto, ON, United States