Corporate Branch Manager (Vancouver)

Iaawg; Vancouver; On-site; CAD 70,000 - 120,000; Full time

Job summary

A leading company in the financial services industry is seeking a Corporate Branch Manager in Vancouver. The role involves supervising trading activities, ensuring compliance within the mutual fund sector, and leading a team of advisors. The ideal candidate will hold a relevant university degree and have strong experience in compliance supervision. Join a diverse and inclusive work environment that values employees' wellbeing and promotes professional growth.

Qualifications

• Minimum 2-3 years of compliance supervision experience.
• 3-5 years in the Mutual Fund Industry.
• Ability to communicate in Mandarin is an asset.

Responsibilities

• Supervision of trading activities for mutual fund advisors.
• Ensuring compliance policies are maintained at each office.
• Providing training and education to salesforce.

Skills

Excellent knowledge of the mutual fund industry

Strong proficiency in English

Ability to understand, analyze and interpret Regulatory legislation

Education

University degree or equivalent post-secondary education

Completion of the Canadian Investment Funds Course

Completion of Relevant and Current Exchanged Traded Funds and Liquid Alternatives Courses

Completion of the Branch Managers Course or OPD or PDO Course

Job description

Corporate Branch Manager (Vancouver) page is loaded

Corporate Branch Manager (Vancouver)

Apply locations Vancouver, British Columbia time type Full time posted on Posted 2 Days Ago time left to apply End Date: June 30, 2025 (16 days left to apply) job requisition id JR10023544

Job Description

Do you have experience working in the mutual fund industry? Do you enjoy Compliance and working with advisors? This could be the perfect opportunity for you!

What YOU will be doing?

• Supervision of trading activities for a region of mutual fund advisors as follows:

• Supervision of Representative activities;
  Ensuring compliance policies and procedures are maintained at each office;
  Providing training and education to our salesforce ;

• Acting as a resource for the salesforce ;

• Reviewing and approving new account openings;

• Ensuring compliance with suitability requirements;

• Providing supervision of trades and advice given to clients;

• Completing KYC update review and approval;

• Reviewing and following up on previous day’s trades;

• Following up on questionable trades and escalating as necessary;

• Monitoring trends, communicating findings and implementing corrective actions;

• Conducting Advisor visits in the Lower Mainland, Vancouver Island and BC Interior on as needed basis

Providing support to internal colleagues as needed;

• Providing coverage and support to other Corporate Branch Managers within the Account Supervision teams ;

• Providing support to our or der a ffirmation team , other compliance teams , and other business units as needed ;

• Involvement in compliance projects

Qualifications:

• University degree or equivalent post-secondary education;

• E xcellent knowledge of the mutual fund industry;

• Minimum 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry;

• Completion of the Canadian Investment Funds Course and Exempt Market Products Course, or Canadian Securities Course;

• Completion of Relevant and Current Exchanged Traded Funds and Liquid Alternatives Courses

• Completion of the Branch Managers Course or either the Officers, Partners and Directors (OPD) Course or Partners, Directors and Officers (PDO) Course;

• Ability to understand, analyze and interpret Regulatory legislation.

• Strong proficiency in English, both written and oral. Ability to communicate in Mandarin is an asset

Qualified candidates will be contacted. Thank you for your interest in iA Financial Group!

Location(s)

Vancouver, British Columbia

Other Possible Location(s)

Company

Investia Financial Services Inc.

Posting End Date

2025-06-30

Company Overview

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

* iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto

Our Commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here . Someone from our team will be happy to assist you with your needs.

iA Among Canada's Best Employers

As a reflection of our employees’ appreciation, iA Financial Group is once again among Canada's Best Employers according to Forbes for 2025, ranking 4th in the insurance sector.

About us

At iA Financial Group, our differences make us unique. We are committed to supporting and celebrating diversity because we believe that it is by bridging our differences that we will be stronger.

Our employees’ wellbeing is our priority. We are also committed to creating a stimulating and safe work environment, in addition to offering a real work-life balance with our flexible work model. As a reflection of our employees’ appreciation, iA has been ranked as one of the top employers in Canada in 2023 by Glassdoor and Forbes.

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