Controls Testing Specialist - Canada Risk Office

Robert Walters; Ontario; On-site; CAD 95,000 - 115,000; Full time

Job summary

An exciting opportunity has arisen for a Controls Testing Specialist at a respected financial institution in Toronto. This role involves leading control tests, ensuring compliance with regulatory standards, and engaging with stakeholders to enhance risk management practices. The ideal candidate will possess a solid background in compliance monitoring with a proven track record in managing complex projects effectively.

Qualifications

• A bachelor's degree with 3+ years experience in compliance monitoring or auditing.
• Demonstrated familiarity with Canadian regulators such as OSFI.
• Experience in preparing business documents and presentations.

Responsibilities

• Lead or support control tests assessing operational effectiveness.
• Proactively manage multiple testing activities and timelines.
• Develop reports summarizing testing results for stakeholders.

Skills

Analytical abilities

Investigative skills

Interpersonal skills

Project management

Data analysis

Education

Bachelor's degree

Tools

SQL

Python

Snowflake

Job description

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This range is provided by Robert Walters. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

CA$95,000.00 / yr - CA$115,000.00 / yr

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An exciting opportunity has arisen for a Controls Testing Specialist to join a highly respected financial institution in Toronto, where your expertise will play a pivotal role in shaping the future of risk management. This position offers you the chance to make a meaningful impact by ensuring that control activities are robust, effective, and aligned with regulatory standards.

What you'll do :

• Lead or support the execution of control tests designed to assess both the design and operational effectiveness of various control activities within the organisation.
• Work closely with business partners to review documentation and gather essential information required for thorough control testing procedures.
• Proactively manage multiple testing activities and schedules simultaneously, ensuring all deliverables are completed accurately and within established timelines.
• Analyse complex data sets to identify emerging issues and trends across the Canadian controls environment, utilising tools such as SQL when appropriate.
• Execute comprehensive control testing across manual and automated controls, leveraging your technical skills to query data efficiently.
• Develop and maintain strong professional relationships with both first line business teams and second line risk partners to facilitate seamless communication.
• Assist in preparing clear reports that communicate testing results effectively to business partners and senior stakeholders for informed decision-making.
• Document findings from control tests in a concise manner suitable for stakeholder review, ensuring transparency and clarity throughout the process.
• Support the creation of briefing materials for senior management meetings by summarising key outcomes from control testing initiatives.
• Remain current on industry best practices, regulatory guidelines, and evolving risk management trends by participating in ongoing learning opportunities.

What you bring :

• A bachelor's degree coupled with at least three years' experience in financial consumer compliance monitoring, auditing, or assessing processes and their controls within regulated environments.
• Demonstrated familiarity with Canadian regulators such as OSFI, OPC, FCAC as well as regulations applicable to credit card businesses.
• Proficiency in preparing high-quality business documents including presentations for leadership forums, briefing memos, and detailed reports.
• Solid analytical abilities paired with investigative skills that enable you to distil complex information into clear narratives for diverse audiences.
• Experience managing multiple projects simultaneously while maintaining accuracy under tight deadlines in a dynamically changing environment.
• Strong interpersonal skills that foster positive relationships with colleagues at all organisational levels along with effective conflict resolution capabilities.
• Sound judgement regarding escalation protocols-knowing when issues require attention from appropriate stakeholders before they escalate further.
• Basic data analysis experience using scripting languages such as SQL or Python; comfort working with cloud-based data structures like Snowflake is advantageous.
• A proven track record of delivering timely results through collaborative efforts within cross-functional teams focused on continuous improvement.

What's next :

If you are ready to take your career in risk management to new heights within an organisation that values your expertise and wellbeing, this is your moment to shine!

Seniority level

Seniority level

Director

Employment type

Employment type

Full-time

Job function

Job function

Finance

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