Chief Compliance Officer - WFGIAC & RO Quebec (Senior Director)

Transamerica; Toronto; Hybrid; CAD 90,000 - 130,000; Full time

Job summary

A leading company in the insurance sector is seeking a Compliance Officer to enhance their compliance program. This role requires a seasoned professional with extensive experience in insurance compliance, strong communication skills, and a deep understanding of Canadian regulations. The successful candidate will oversee compliance policies, monitor risks, and manage a team, contributing to the company's commitment to regulatory excellence and diversity.

Benefits

Comprehensive benefits package

Competitive pay

Bonuses

Pension plans

401k match

Stock purchase plans

Tuition reimbursement

Insurance options

Wellness programs

Parental leave

Qualifications

• At least ten years of experience in insurance compliance with senior management responsibilities.
• Deep understanding of Canadian insurance regulations and experience with regulators such as AMF and FSRA.
• Life, Accident, and Sickness / Personal Insurance Licenses across all provinces.

Responsibilities

• Oversee and enhance compliance program, including policies and procedures.
• Monitor compliance risks and provide guidance to senior leadership.
• Prepare compliance reports for the board and manage a team of compliance professionals.

Skills

Excellent communication

Relationship-building

Education

Bachelor’s degree in a business-related field

Job description

Compliance Officer

We are seeking a Compliance Officer to oversee and enhance our compliance program. The role involves establishing, maintaining, and updating compliance policies and procedures, monitoring compliance risks, and providing guidance to senior leadership on regulatory and reputational risks.

The successful candidate will report quarterly to the Head of WFG Compliance, escalate significant issues, and stay abreast of regulatory developments and industry trends. Responsibilities also include overseeing control deficiency assessments, preparing compliance reports for the board, and managing a team of compliance professionals.

**Qualifications:**

• Bachelor’s degree in a business-related field
• At least ten years of experience in insurance compliance, with senior management responsibilities
• Deep understanding of Canadian insurance regulations and experience with regulators such as AMF and FSRA
• Excellent communication and relationship-building skills
• Life, Accident, and Sickness / Personal Insurance Licenses across all provinces

**Preferred Qualifications:**

• Experience with compliance in a regulated environment

**Working Conditions:**

• Office or hybrid remote environment
• Moderate travel required

**What We Offer:**

We provide a comprehensive benefits package, including competitive pay, bonuses, pension plans, 401k match, stock purchase plans, tuition reimbursement, insurance options, wellness programs, parental leave, and diversity initiatives.

We are committed to diversity and inclusion, recognized by various indexes and awards, fostering an inclusive culture through Employee Resource Groups and community programs.

Our corporate social responsibility includes the Aegon Transamerica Foundation, supporting community nonprofits through grants and employee volunteer efforts.