Chief Compliance Officer, Canada

Kraken Digital Asset Exchange; Canada; Remote; USD 127,000 - 203,000; Full time

Job summary

Join a pioneering firm in the crypto industry as a Chief Compliance Officer, where you will lead compliance efforts and ensure adherence to regulatory standards in Canada. This role offers the chance to work in a fully remote environment, collaborating with global teams to drive innovation while maintaining robust compliance practices. As a leader in the field, you will guide the organization in navigating the complexities of the regulatory landscape, ensuring that all operations align with industry standards. If you're ready to make a significant impact in the rapidly evolving world of digital assets, this opportunity is for you.

Qualifications

• 10+ years in compliance roles within financial services or digital asset management.
• Strong preference for candidates with direct experience in crypto asset trading platforms.

Responsibilities

• Oversee compliance functions for Canadian operations and ensure regulatory adherence.
• Develop and maintain compliance manuals and risk management policies.

Skills

Compliance Management

Regulatory Engagement

Risk Management

Stakeholder Management

Knowledge of Canadian Securities Laws

Leadership in Compliance Strategy

Communication Skills

Collaboration in Fast-Paced Environments

Education

CSI Partners, Directors and Senior Officers Qualification Examination

Chief Compliance Officer Qualifying Examination

Canadian Securities Course

Job description

Join to apply for the Chief Compliance Officer, Canada role at Kraken Digital Asset Exchange

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Kraken Digital Asset Exchange provided pay range

This range is provided by Kraken Digital Asset Exchange. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$127,000.00/yr - $203,000.00/yr

Building the Future of Crypto

Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.

What makes us different?

Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.

Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here.

As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Desktop, Wallet, and Kraken Futures.

Become a Krakenite and build the future of crypto!

Proof of work

The team

Kraken seeks an experienced Chief Compliance Officer (CCO), based remote in Canada, to oversee all compliance related functions for its Canadian operations. Reporting to executive leadership and working closely with Kraken’s Global Compliance team, the CCO will be responsible for ensuring robust regulatory practices, maintaining industry-leading standards, and enabling innovation through compliance.

The opportunity

• Oversee CIRO Investment Dealer application and buildout of applicable controls.
• Identify, assess, and manage regulatory risks (including the drafting and implementation of effective risk management policies and procedures), while ensuring adherence to Canadian requirements including KYC, KYP, client suitability, and disclosure standards.
• Develop, maintain and update the Canadian Compliance Manual, AML Program, and internal SOPs to align with evolving regulatory obligations.
• Oversee regulatory reporting obligations (monthly, quarterly data reporting, financial reporting through CSA portals).
• Work closely with the technology team and senior management to define detailed business requirements for systems initiatives aimed at improving the operating efficiencies and monitoring capabilities of the entity.
• Oversee client reporting obligations (e.g., statements, trade confirmations, performance reports).
• Review sales and marketing materials for regulatory alignment.
• Lead registration processes for both the firm and individual representatives.
• Serve as primary liaison for Canadian regulators (OSC, CIRO and FINTRAC) and regulatory audits.
• Collaborate with global teams on:
• Client onboarding, due diligence (CDD/EDD), and sanctions screening
• Trade surveillance and transaction monitoring
• Investigations and suspicious transaction reporting (STR), AML, privacy, and fraud cases
• Complaint handling and law enforcement inquiries
• Monitor emerging regulations and recommend updates to policies and products. Partner with Product and Engineering to embed compliance controls into client onboarding, trading, custody, and reporting platforms.
• Act as a subject matter expert (SME) supporting cross-functional teams on compliant product development and client solutions.
• Provide strategic guidance and leadership on compliance matters to senior management and the board of directors.

Skills You Should HODL

• 10+ years in compliance roles within financial services or digital asset management.
• Strong preference for candidates with direct experience in crypto asset trading platforms (CTPs), fintech, or capital markets regulation.
• Proven track record of regulatory engagement in a Chief Compliance Officer or registered capacity with agencies such as CIRO, OSC, CSA members, and FINTRAC.
• Deep knowledge of Canadian securities laws and regulatory frameworks (e.g., CIRO, CSA, and FINTRAC).
• Completion of the CSI Partners, Directors and Senior Officers Qualification Examination ("PDO") and Chief Compliance Officer Qualifying Examination ("CCO"), and Canadian Securities Course (“CSC”).
• Proven leadership in compliance strategy and operational execution.
• Strong communication and stakeholder management skills.
• Ability to work collaboratively in a global, fast-paced, and dynamic environment.

This job is accepting ongoing applications and there is no application deadline.

Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.

We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.

Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgeable about crypto!

As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.

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Seniority level

• Executive

Employment type

• Full-time

Job function

• Legal