Chief Compliance Officer and Chief Financial Officer

Robert Walters Canada; Toronto; On-site; CAD 250,000 - 275,000; Full time

Job summary

An established industry player is seeking a highly experienced Chief Financial Officer/Chief Compliance Officer to oversee both finance and regulatory compliance. This dual role offers a unique opportunity to lead financial operations while ensuring adherence to global compliance standards. The ideal candidate will possess over a decade of experience in financial services, demonstrating exceptional leadership and communication skills. This is a chance to make a significant impact within a well-regarded investment platform, driving both financial integrity and regulatory compliance in a dynamic environment.

Qualifications

• 10+ years of experience in financial services with a focus on compliance.
• Completion of Chief Compliance Officer qualifying exams is required.

Responsibilities

• Oversee accounting and financial reporting operations.
• Ensure compliance with securities regulators like SEC and OSC.

Skills

Financial Controllership

Treasury Management

Financial Administration

Internal Controls

Regulatory Compliance

Leadership

Communication Skills

Education

Bachelor's degree in Finance, Business, or Law

Job description

Chief Compliance Officer and Chief Financial Officer

Save job

Our client is seeking a highly experienced and knowledgeable Chief Financial Officer/Chief Compliance Officer (CFO/CCO) to join their team. This dual role offers the unique opportunity to oversee both the finance function and the global regulatory compliance function within a well-regarded, long-term investment platform.

What you'll do:

• Oversee all aspects of the accounting and financial reporting operations
• Ensure compliance with various securities regulators such as SEC, OSC etc.
• Maintain an adequate system of accounting records
• Design controls and budgets to mitigate risk
• Ensure the accuracy of the company's reported financial results
• Ensure that reported results comply with US GAAP and IFRS

What you bring:

• Completion of the Chief Compliance Officer qualifying exams (PDO, Supervisor)
• A Bachelor's degree in finance, business, or law is preferred
• 10+ years of experience with strengths in financial controllership, treasury, financial administration, financial statements, internal controls, cash distribution, and audit in a financial services environment
• 10+ years of progressive leadership experience in a compliance role
• Experience with regulatory requirements (SEC, OSC, FINTRAC, etc.) and industry standards
• Excellent organisational capabilities
• Strong leadership skills with the ability to mentor junior employees
• Exceptional communication and presentation skills

What's next:

Ready to take on this exciting dual role? Don't hesitate!

About the job

Contract Type: FULL_TIME

Specialism: Finance & Operations

Focus: CFO

Salary: CAD250,000 - CAD275,000 per year

Workplace Type: On-site

Experience Level: Executive

Contract Type: FULL_TIME

Specialism: Finance & Operations

Focus: CFO

Industry: Financial Services

Salary: CAD250,000 - CAD275,000 per year

Workplace Type: On-site

Experience Level: Executive

Location: Toronto, Ontario

FULL_TIME

Job Reference: X2ZRLF-F6A288CA

Date posted: May 8, 2025

Consultant: Dan Cardon

toronto accountancy-finance/cfo 2025-05-08 2025-07-07 financial-services Toronto Ontario CA CAD 250000 275000 275000 YEAR Robert Walters https://www.robert-walters.ca https://www.robert-walters.ca/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true