Business Integrity Associate

Aligned Capital Partners Inc.; Burlington; Hybrid; CAD 42,500 - 71,000; Full time

Benefits offered by this job

Competitive compensation

Health insurance coverage

Paid leave programs

Education-related programs

Job summary

A growing investment dealer in Burlington is seeking a full-time Business Integrity Associate for their Branch Audit team. Responsibilities include supporting audits, maintaining data records, and collaborating across departments. The ideal candidate has at least 1 year of client service experience in investment or banking, with strong problem-solving skills and proficiency in MS Office. Offering competitive compensation, professional development, and a positive work environment, this role provides a great opportunity in the wealth management industry.

Qualifications

• Minimum of 1 year experience providing client service in the investment or banking industries.
• Evidence of commitment toward further education.
• Ability to manage high volumes with a professional attitude.

Responsibilities

• Support Branch Auditors with day-to-day tasks and requests.
• Maintain accurate records for quality and audit data.
• Prepare information reports for the Audit Team.
• Collaborate with other departments for multi-faceted issues.

Skills

Strong client service skills

MS Office skills (Outlook, Word, Excel)

Strong problem-solving aptitude

Attention to detail

Ability to work independently

Team player with strong communication skills

Education

Industry-related academic experience (ex. CSC, CPH)

Job description

Aligned Capital Partners Inc. (ACPI) is a fast-growing investment dealer with a dynamic team committed to expanding our business. Our corporate culture encourages teamwork, service excellence, creativity, and initiative. We are currently hiring for a full–time Business Integrity Associate to become part of our Branch Audit team in Burlington, Ontario.

In this role, the successful candidate will report to the director of business conduct audit. The many facets of Business Integrity including, securities compliance and regulation, data and infrastructure integrity. It is also a great opportunity for those who have been in the wealth management industry on the client facing side to expand their industry experience and round out their career. We are looking for someone who works calmly in a fast‑paced environment and ensures work is completed in a timely and holistic fashion.

What You Will Do:

• Taking a team approach, support our Branch Auditors with day‑to‑day tasks and any specific requests for assistance‑relating to Systems, Compliance, Trading, and more
• Maintain accurate records for quality & audit data
• Prepare information reports for the Audit Team
• Collaborate with other departments as required for multi‑faceted issues
• Work on project‑specific tasks relating to advisor branches
• Assist and support management on ad‑hoc and priority items

What you Will Bring:

• A minimum of 1 year experience providing client service in the investment, banking or related industries – Focus on very strong client service skills
• Industry‑related academic experience (ex. CSC, CPH) or an evidenced commitment towards further education
• Strong MS Office skills (Outlook, Word and Excel)
• High degree of accuracy and attention to detail
• Team Player with friendly personality and strong communication skills
• Proven ability to manage high volumes with a positive and professional attitude
• Ability/Flexibility to work independently in hybrid home/office environment
• Strong problem‑solving aptitude – Ability to execute both first and second level thinking when assessing an issue
• Ability to work independently as well as in a team environment

What We Bring :

We are committed to a positive employee experience fostered through an open and collaborative work environment. We offer you:

• Competitive compensation
• Recognition of your accomplishments
• Communication and feedback
• Investment in your training and development
• Commitment to your health and well‑being.

This opportunity is for an existing vacancy with the company. The anticipated base salary range for this position is $42,500 to $71,000. Exact salary depends on several factors such as experience, skills, education, and budget. Salary range may vary based on geographic location. In addition to base salary, this position is eligible for participation in a bonus program. In addition, The Company offers a variety of benefits to eligible employees, including health insurance coverage, wellness programs, life and disability insurance, retirement savings plans, paid leave programs, education‑related programs, paid holidays and vacation time, and many others. Many of these benefits are subsidized or fully paid for by the company.

Aligned Capital Partners Inc. is an equal opportunity employer. If you require any accommodation to fully participate in our recruitment process, please call [phone].