Business Analyst

Business Analyst - Capital Markets, Regulatory Trade Reporting

Address: Hybrid | Downtown, Toronto

Contract Duration: 1 Year

Project: The bank aims to migrate its current FINRA Electronic Blue Sheets reporting and FINRA

Consolidated Audit Trail reporting to a vendor application called N-tier. As part of this project, there is a requirement to support the existing operations controls and prepare operations readiness, such as standard operating procedures. The project is run in various phases to integrate different sources into the vendor platform and streamline report submissions to the regulator.

• Soliciting and writing business requirements in response to the regulation
• Executing and creating test cases
• Defining business solutions for the requirements
• Building controls around the solution (process, database solution)
• Reading rules and understanding business requirements, writing test case
• Interact with the following stakeholders: Technology group, compliance, legal, and other
• business stakeholders (confirmations, settlements) 25-30% in meetings/ working groups to understand how everything comes together and the overall impact
• Run various regulatory controls, publish metrics, participate in project calls, etc.

Must have skills:

• 8-10 years as a Business Analyst
• 5+ Capital Markets experience
• Recent project experience with regulatory trade reporting – CAT, SFTR, EBS preferred.
• Well-balanced understanding of regulations in business and technology

Nice to have skills:

• Experience with Electronic Blue Sheets, Consolidated Audit Trails
• General understanding of operations and experience in any controlfunctions.