Branch Manager (Saskatoon)

Iaawg; Saskatoon; Hybrid; CAD 90,000 - 120,000; Full time

Benefits offered by this job

Hybrid work environment

Competitive benefits

Stock purchase plan

Telemedicine

Wellness/personal development days

Job summary

The Saskatoon Branch Manager will lead a team of financial advisors, ensuring regulatory compliance and strong client service within firm guidelines. You will supervise registrants, approve KYC updates, conduct annual branch visits, and reinforce internal controls while partnering with head office to elevate operations.

You bring at least 2 years in financial services and relevant licensing (CSC, CPH, Branch Managers Course, CIRE, and Supervisor/Retail Securities exams).

Qualifications

• Minimum 2 years of experience in the financial services industry.
• Licensing requirements: CSC, CPH, Branch Managers Course, CIRE, Retail Securities Exam and Supervisor Exam.

Responsibilities

• Supervise registrants (Tier 1) and approve KYC updates and new accounts.
• Conduct annual branch site visits and prepare reports, addressing deficiencies.
• Maintain internal controls and implement timely corrective actions.
• Train advisors and staff on policies and regulatory requirements, identifying training needs.
• Lead branch meetings and liaise with head office and other departments.

Skills

Regulatory compliance

Leadership

Training & coaching

Analytical thinking

Communication skills

Education

Canadian Securities Course (CSC)

Conduct and Practices Handbook (CPH)

Branch Managers Course

Canadian Investment Regulatory Exam (CIRE)

Retail Securities Exam

Supervisor Exam

Job description

## Branch Manager (Saskatoon)Postulerlocations: Saskatoontime type: Temps pleinposted on: Publié aujourd'huitime left to apply: Date de fin : 31 juillet 2026 (Il reste plus de 30 jours pour postuler)job requisition id: JR10025248**Description d’emploi****Build the future with us**Are you driven by integrity and committed to ensuring compliance within the financial services industry? As a Branch Manager, you will play a key role in safeguarding regulatory standards, supporting advisors, and optimizing branch operations to deliver exceptional service while building strong, value-added relationships that help advisors succeed within firm guidelines.This position is a great opportunity to showcase your leadership and compliance expertise while contributing to a culture of trust and collaboration. Here, people and their development are at the heart of our priorities, fostering an environment that encourages innovation and continuous improvement.The candidate must be located in Saskatoon.**What you’ll accomplish with us** As a Branch Manager, you’ll be at the core of our mission. Here are the main responsibilities:**Ensure compliance with corporate policies and regulatory requirements by:*** Supervising registrants (Tier 1), approving KYC updates and new accounts, and ensuring compliance policies are applied* Conducting annual branch site visits, preparing reports, and following up on deficiencies* Reviewing activity blotters (daily, monthly, quarterly), responding to audits, and maintaining evidence of supervisory activities* Implementing timely corrective actions and ensuring internal controls are functional* Training advisors and support staff on policies and procedures, identifying patterns for targeted training, and recommending process improvements* Facilitating escalation processes and liaising with iA Securities departments**Develop and maintain strong relationships with Advisors by:*** Providing guidance on compliance practices and firm guidelines* Assisting advisors with new policy implementation and regulatory requirements* Offering solutions to help advisors work effectively within compliance standards**Manage branch operations efficiently by:*** Addressing risks and operational issues promptly* Facilitating communication between advisors, support staff, and head office* Leading regular branch meetings and contributing to policy development* Prioritizing tasks effectively to ensure smooth branch operations**What could accelerate your success in this role** We’re looking for someone who:* Is known for their ability to understand, analyze, and interpret regulatory legislation* Stands out for their excellent problem-solving, organizational, and communication skills* Demonstrates strong leadership and the capacity to train and support advisors and staff* Is recognized for working effectively both independently and as part of a team* Has a minimum of 2 years of experience in the financial services industry and meets licensing requirements: + Completion of the Canadian Securities Course (CSC) + Completion of the Conduct and Practices Handbook (CPH) + Completion of the Branch Managers Course + Canadian Investment Regulatory Exam (CIRE) and + Retail Securities Exam, Supervisor Exam**Why you’ll love working with us*** A work environment where learning and development merge with a collective pursuit of excellence.* A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.* The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.* Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!**Apply now and get ahead of your career, where your talent really belongs!****Still unsure about applying?** At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!