AVP Senior Auditor - IA Risk Validations (Hybrid)

CITI; Mississauga; On-site; CAD 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Senior Auditor in Legal and Compliance Validations. This intermediate-level role focuses on regulatory issue validation, leveraging subject matter expertise to enhance audit processes. The successful candidate will perform validations, draft work papers, and engage with senior stakeholders while ensuring compliance with regulations. This position offers the opportunity to work autonomously and influence key business decisions, making a significant impact on the organization's reputation and operations. If you are passionate about audit and compliance and have a knack for relationship management, this role is perfect for you.

Qualifications

• 5-8 years of internal audit experience required.
• Experience in validating regulatory or audit issues preferred.

Responsibilities

• Perform regulatory issue validation and draft work papers.
• Contribute to audit process improvements and apply internal standards.
• Develop relationships with line management for business understanding.

Skills

Verbal Communication

Written Communication

Negotiation Skills

Project Management

Influencing Skills

Relationship Management

Audit Technology Expertise

Education

Bachelor's/University Degree

Job description

The Senior Auditor in Legal and Compliance Validations U.S. is an intermediate level role responsible for performing regulatory issue validation with coverage over the second line of defense. The overall objective is to utilize subject matter expertise to contribute to the regulatory issue validation process.

Responsibilities:

• Perform regulatory issue validation, drafting work papers, presenting issues to the business, and discussing practical solutions.
• Complete assigned validations within budgeted timeframes and costs.
• Contribute to the development of audit processes improvements, including the development of automated routines.
• Apply internal audit standards, policies, and regulations to provide timely audit assurance.
• Develop effective line management relationships to ensure strong understanding of the business.
• Operate with a limited level of direct supervision.
• Exercise independence of judgment and autonomy.
• Act as SME to senior stakeholders and/or other team members.
• Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets by driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing, and reporting control issues with transparency.

Qualifications:

• 5-8 years of relevant internal audit experience.
• Experience validating regulatory or audit issues.
• Audit experience is preferable in Legal & Compliance, AML, Markets, or Services.
• Effective verbal and written communication and negotiation skills.
• Subject matter expertise regarding audit technology's application.
• Effective project management skills.
• Effective influencing and relationship management skills.
• Demonstrated ability to remain unbiased in a diverse working environment.

Education:

• Bachelor's/University degree or equivalent experience.

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.