Auditor- Capital Markets

ProViso Staffing; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

A leading staffing firm is seeking an experienced auditor to join their capital market audit team in Toronto. This role involves executing comprehensive audits, providing recommendations for operational improvements, and ensuring compliance with regulatory standards. The ideal candidate will have over 8 years of relevant experience, possess CPA certification, and demonstrate strong communication and analytical skills in a dynamic environment.

Qualifications

• Over 8 years of experience in relevant audits.
• Proficient with MS Office tools.
• Strong analytical and communication skills.

Responsibilities

• Lead end-to-end audits based on predefined plans.
• Provide recommendations to mitigate risks and improve operations.
• Present findings to clients and audit management.

Skills

Strong communication skills

Teamwork

Analytical skills

Education

Undergraduate degree

CPA certification

Tools

MS Office

Job description

Candidate profile details:

• Years of experience: 8+
• Interaction with Stakeholders: 40%
• Team Size: 5-6
• Project: They will be a part of the capital market audit team within bank. Audits include front office and business ops.
• Selling Point of the position: The team is great to work for, great culture, team members are supportive.
• How will performance be measured: Deliverables, deadlines
• Best vs Average Candidate: if someone has bank’s audit exp, audit and capital market exp is the best

Job Description:

• Are you ready to provide your subject matter expertise in executing audits for assigned business, function or project ranging in complexity in addition to leading moderately complex audits. Are you excited to explore bank’s processes and help provide recommendations for improved efficacies? If so, then join the capital market bank’s audit team and get the opportunity to:
o Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion
o Ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business
o Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management
o Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented
o Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies
o Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes
o Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion
o Build a fair and positive work environment where team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals

Must have:

• Over 8 years of relevant experience with undergraduate degree
• Relevant professional certifications, accounting designations (CPA)
• Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
• Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes
• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

Nice To Have:

• Experience/knowledge in capital markets preferred
• FRM, CFA designations are an asset
• Client exp within the audit team

Job Details

13272

Contract

6 months

Toronto