Audit & Regulatory Readiness Lead for Tech & Ops

BMO U.S.; Canada; On-site; CAD 100,000 - 213,000; Full time

Benefits offered by this job

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Job summary

BMO Financial Group is seeking a senior regulatory/audit professional to manage Technology & Operations (T&O) audits and regulatory exams across Enterprise/Canada, U.S., and International jurisdictions. You will lead pre-readiness sessions, coordinate documentation, and provide ongoing feedback to ensure high-quality submissions for exams and audits.

The role requires 5–7 years in regulatory compliance, audit or risk management, strong communication, and expertise in MS Office and data reporting

Qualifications

• University degree or college diploma in a related discipline; 5–7 years in regulatory compliance, audit or risk management.
• Experience leading audits and coordinating remediation activities.
• Strong knowledge of banking risk types and internal controls.
• Proficient with Microsoft Office and data reporting tools such as Spotfire.

Responsibilities

• Assists the Audit & Regulatory Interactions (ARI) team and broader corporate risk functions in executing against an interaction model for T&O audits, exams, remediation and retest activities.
• Oversees pre-audit/pre-exam activities and coordinates documentation, information asks, and meetings.
• Facilitates gathering of regulatory and audit deliverables.
• Leads internal efforts, including recommendations and follow-ups to compile required documentation for examiner and audit meetings.
• Provides ARI Director and stakeholders with status updates on exams and audits (including issues).
• Facilitates meetings with auditees and assists in data analytics and reviewing draft management responses for regulatory findings.

Skills

Regulatory compliance

Audit experience

Risk management

Microsoft Office

Spotfire reporting

Cyber security

Stakeholder management

Presentation skills

Change management

Communication skills

Education

University degree or college diploma in related discipline

Tools

Spotfire

Job description

BMO Financial Group is seeking a senior regulatory/audit professional to manage Technology & Operations (T&O) audits and regulatory exams across Enterprise/Canada, U.S., and International jurisdictions. You will lead pre-readiness sessions, coordinate documentation, and provide ongoing feedback to ensure high-quality submissions for exams and audits.

The role requires 5–7 years in regulatory compliance, audit or risk management, strong communication, and expertise in MS Office and data reporting