Audit Manager, Wealth Management

Canadian Imperial Bank of Commerce; Toronto; Hybrid; CAD 80,000 - 120,000; Full time

Job summary

A leading financial institution seeks an Audit Manager for its Wealth Management portfolio. In this role, you will lead risk-focused audit testing, helping to identify operational weaknesses and ensure compliance. Candidates should have solid audit experience and a relevant professional designation. Join a dynamic and collaborative team dedicated to excellence and innovation.

Benefits

Competitive salary

Incentive pay

Defined benefit pension plan

Employee share purchase plan

Vacation offering

Wellbeing support

Qualifications

• Experience in planning and executing audit testing.
• Knowledge of Wealth Management and regulatory environment.
• Critical thinking and clear communication skills.

Responsibilities

• Conduct audit testing of operational processes and controls.
• Provide leadership and insight on control weaknesses.
• Manage multiple audit assignments and ensure timely completion.

Skills

Analytical Thinking

Internal Controls

Investigating

Operating Effectiveness

Risk Based Auditing

Risk Management

Work Collaboratively

Education

CPA, CFA, CIA or equivalent

Job description

Audit Manager, Wealth Management page is loaded

Audit Manager, Wealth Management

Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago time left to apply End Date: July 11, 2025 (11 days left to apply) job requisition id 2512394

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you’ll be doing

In this role you will participate in risk-focused audit testing of operational processes and controls, and provide leadership, insight and proactive advice to management and stakeholders on control weaknesses, inefficiencies and emerging risks to the bank by participating in audit engagements within the Wealth Management portfolio.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote

How you’ll succeed

• Audit execution – Assess key business risks and evaluate the design and operating effectiveness of related processes and controls; identify and communicate internal control weaknesses and inefficiencies to business line management. Advise management and business partners of best practices and promote compliance with CIBC policies and procedures, and regulatory requirements.

• Teamwork facilitation – Work collaboratively with audit management and other audit team members to plan and execute risk-based audit testing, report audit results, validate deficiency remediation, and perform continuous monitoring of management’s control environment. Participate on internal projects to improve and simplify audit processes.

• Project management – Take ownership and effectively manage multiple audit assignments at different stages of the audit cycle and complete required tasks on a timely basis and in accordance with audit methodology standards.

Who you are

• You can demonstrate experience in planning and executing audit testing. You have comprehensive knowledge and experience auditing operational processes and controls, regulatory requirements and risk management principles. Knowledge of Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment within a large financial institution is preferred. Professional designation such as CPA, CFA, CIA or equivalent would be an asset.

• You understand that success is in the details. You notice things that others don't. Your critical thinking skills help to inform your decision making. You have good communication skills and documentation of audit results is sufficiently detailed, clear, concise and error free.

• You give meaning to data. You enjoy investigating complex problems, and making sense of information. You're confident using data analytics tools (e.g. Excel) and in your ability to communicate detailed information in an impactful way.

• You're driven by collective success. You know that collaboration can transform a good idea into a great one. You understand the power of an inclusive team that enjoys working together to bring a shared vision to life.

• Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

• We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

• Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

• We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

• CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact [e-mail]

• You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit .

• We may ask you to complete an attribute-based assessment and other skills tests (such as simulation, coding, French proficiency, MS Office). Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-81 Bay, 34th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Analytical Thinking, Internal Controls, Investigating, Operating Effectiveness, Risk Based Auditing, Risk Management, Risk Management and Mitigation, Work Collaboratively

At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.