Audit Manager II - Global Models (610)

TD; Canada; On-site; CAD 91,000 - 137,000; Full time

Job summary

A leading financial institution in Canada is seeking an experienced auditor to provide oversight in model risk management and enhance operational performance. The ideal candidate will have over 7 years of experience, relevant professional certifications, and be proficient in programming languages like SAS and Python. This role involves leading audits, guiding teams, and adapting to evolving regulatory standards in a collaborative environment.

Qualifications

• Over 7 years of relevant experience.
• In-depth knowledge of model risk management.
• Experience working with Generative AI Models is an asset.

Responsibilities

• Act as a specialized resource on audits regarding model risk management.
• Plan and lead audit activities across multiple areas.
• Guide the team in identifying and resolving complex audit issues.

Skills

Model risk management

SAS

Python

Strong communication skills

Project management

Education

Undergraduate degree in finance, mathematics, statistics, economics or related field

Relevant professional certifications (FRM, CFA)

Tools

MS Office (Excel, Word, PowerPoint, Access, Outlook)

Job description

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Audit

Pay Details: $91,200 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.

We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Responsibilities:

• Act as a specialized resource on audits to provide subject matter expertise for model risk management and related processes with a high degree of complexity
• Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards
• Play a key role in developing and implementing programs to contribute to the strategic direction of the audit
• Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors
• Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives
• Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate levels and shareholders where required
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results

Qualifications:

• Over 7 years of relevant experience with undergraduate degree (finance, mathematics, statistics, economics, financial engineering, computer science would be considered an asset)
• Relevant professional certifications, accounting designations (FRM and/or CFA) preferred
• In-depth knowledge and understanding of the concepts of modeling, model risk management and relevant risk management fields such as Credit, Market, Liquidity, Interest Rate, AML and Financial Crimes
• Experience in working with Generative AI Models would be considered an asset.
• Proficient in relevant programming languages such as SAS and Python
• Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
• Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes
• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

TD is an equal opportunities employer and welcomes applications from diverse candidates.