Audit Manager II, Global Compliance (Wealth and Insurance) 308

TD; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

Join TD as an Audit Manager II in Global Compliance, overseeing complex audits across multiple business lines and ensuring regulatory compliance. You will leverage your expertise in auditing and risk assessment to contribute strategically to TD’s mission as a leading financial institution, fostering a positive work environment and developing your team.

Benefits

Competitive benefits plan

Training and onboarding programs

Colleague development opportunities

Qualifications

• Over 7 years of experience in auditing.
• Experience in Wealth Management and/or Insurance is preferred.
• Strong judgment in decision-making and handling confidential information.

Responsibilities

• Provide oversight to complex audits and ensure completion across business groups.
• Lead audit activities requiring alignment across multiple areas.
• Communicate ongoing audit progress and report findings to stakeholders.

Skills

Leadership

Negotiation

Data Analysis

Education

Undergraduate degree

CPA certification

CIA certification

Tools

Data Analysis Software

Job description

Audit Manager II, Global Compliance (Wealth and Insurance) 308

Line of Business : Audit

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD.

Job Description :

Department Overview : Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business.

As an Audit Manager II , you’ll provide oversight to complex audits and ensure completion for multiple business groups. You will be managing associated working relationships with business lines as per regulatory requirements.

• Act as a specialized resource on audits to provide subject matter expertise for planning, risk assessment and execution of audits and related processes with a high degree of complexity.
• Play a key role in developing and implementing programs to contribute to the strategic direction of the audit.
• Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards.
• Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors.
• Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives.
• Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate levels and shareholders where required.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results.

Job Requirements :

• Over 7 years of experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CPA preferred, CIA an asset).
• Experience / knowledge in Wealth Management and / or Insurance a strong asset.
• Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation.
• Expertise in using software tools, windows applications, data analysis and reporting techniques.
• A strong team leader who can negotiate and influence key partners including employees.
• Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion.
• Ability to work collaboratively and communicate effectively in both oral and written form.
• Deep knowledge of specialist auditing and integration of cross functional processes to undertake and complete a variety of audit projects and initiatives.

Who We Are : TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

Our Total Rewards Package : Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.

Additional Information : We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development : If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed.

Training & Onboarding : We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process : We’ll reach out to candidates of interest to schedule an interview.

Accommodation : Your accessibility is important to us. Please let us know if you’d like accommodations to help us remove barriers so that you can participate throughout the interview process.