Audit Manager I, Global Technology (ATH 1175)

TD Bank; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Bank is seeking an Audit professional to execute technology infrastructure audits within a defined business area. You will join a team or work independently to assess operating systems, databases, networks, cloud, and security controls.

The role involves identifying control weaknesses, documenting findings, and presenting independent opinions to stakeholders. The candidate should be proficient in audit methodologies, testing controls, and communicating complex issues clearly while meeting

Qualifications

• Experience with technology infrastructure audits is a plus.
• Strong analytical and communication skills.
• Ability to work in a team and independently.

Responsibilities

• Execute audits for assigned business areas, such as Technology Infrastructure, and provide SME input on audits of varying complexity.
• Test controls through walkthroughs, test scripts, and issue management to ensure effective risk mitigation.
• Develop Audit Planning Memorandum, pRCM, Findings Grid, and Audit Report as needed.
• May perform L1 reviews/sign-offs on audit activities and ensure timely completion of audits.

Job description

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Audit

Pay Details: $81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description

Execute audits for an assigned business (i.e., Technology Infrastructure), function or project as part of a team or as an individual contributor and/or provide Technology Infrastructure subject matter expertise on audits ranging in complexity. May manage/lead a number of moderately complex Technology audits, related engagement and/or projects/initiatives. and has responsibility for completion of the audit.

CUSTOMER

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion with a focus on Technology Infrastructure risks and controls, including areas such as operating systems, databases, networks, cloud, infrastructure security, resiliency, vulnerability management and technology operations .


• Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)


• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.


• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)


• Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly


• Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit


• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management


• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy


• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

SHAREHOLDER

• Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area


• May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level


• Prioritize and manage own workload to deliver quality results and meet assigned timelines


• Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate


• Develop and deliver audit findings, presentations / communications to management or broader audience


• Assess / identify key issues and elevate to appropriate levels and relevant stakeholders where required


• Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility

EMPLOYEE / TEAM

• Continuously enhance knowledge / expertise in own area Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest


• Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency


• Establish effective relationships across multiple businesses


• Participate in knowledge transfer within the team and business units


• Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives

BREADTH & DEPTH

• Work as an audit subject matter expert and may coach and educate others


• Oversee and/or independently perform audits from end to end


• May lead moderately complex audits and have responsibility for completion of the audit.


• Undertake and complete a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise


• Ability to process and handle confidential information with discreti