Audit Manager – AML

ProViso Staffing; Toronto; On-site; CAD 70,000 - 95,000; Full time

Job summary

A leading staffing company in Toronto is seeking an experienced auditor who will focus on issues validation and compliance. This role offers the chance to lead audits and provide extensive feedback, ensuring high-quality deliverables. Ideal candidates will have significant experience in auditing, particularly concerning financial crimes and AML, and the ability to operate independently within a team environment.

Qualifications

• 2+ years in issues validation and 5+ years of auditing experience.
• 1 year of audit management experience is required.
• Experience in AML and regulatory environments is essential.

Responsibilities

• Perform issues validation of action plans and audits.
• Work with teams on documentation and testing.
• Communicate audit findings effectively.

Skills

Issues validation

Audit methodology

Communication

Regulatory knowledge

Governance

Compliance

Job description

• Reason for request / why opened : Backfill and volumes
• Interaction with Stakeholders : 90% of the time
• Team Size : 20+ people
• Project : various Issues validation assignments (2 types – regulatory and non-regulatory issues, reviewing action plans.)
• Selling Point of the position : Offers great opportunities that will lead to executive roles.
• How will performance be measured : Deliverables, deadlines being met and quality of work. Extensive feedback will be provided
• Best vs Average Candidate : having a combo of audit and AML, having more breath in financial crimes, Issue validation exp

Summary Of Day-To-Day Responsibilities :

• Perform issues validation of action plans or MRAs
• Complete audits of various types, taking lead from senior auditors.
• Follow audit methodology strictly
• Work with different members of the team, working with senior member of the audit. A lot of documentation processes
• Attend and document walkthroughs of processes and controls with business partners
• Work with QA and testers, perform testing, build test scripts and identify success
• Need to follow clear processes that are set out by Client (template, process, tools).
• Need to clear with communication to their manager in audit findings
• Prioritize needs and work with business
• Bi-weekly board reporting procedure
• Need to be able to run desk independently even though you are working with a team.

Must Have :

• Issues validation experience – 2+ years (business profession communication able to talk to people who can audit)
• 5 years of auditor exp, 1 year of leading an audit
• 1 year of Audit management experience
• 2+ AML experience (anything related to financial crimes)
• Regulatory experience
• Governance experience
• Compliance experience
• Ability to work with high volumes successfully

Nice To Have

• Banking or FI experience
• Audit experience within the AML banking sector