AML Investigations QA & Risk Analyst II

Jobtailor; Markham; On-site; CAD 90,000 - 130,000; Full time

Job summary

TD Securities is seeking an experienced QA reviewer to conduct independent reviews of AML monitoring and investigations, ensuring documentation quality, rationale, and regulatory reporting considerations are sound.

You will identify gaps, provide actionable recommendations, and support audits, regulatory examinations, and governance reporting while maintaining confidentiality and professional judgment across complex cases.

Qualifications

• Minimum 5+ years in AML/ATF, financial crime, investigations, QA/QC, audit, or risk management.
• Experience reviewing TD Securities, wholesale banking, or capital markets AML activity preferred.
• Certifications (ACAMS/CFCS/CAMS) are assets.
• Strong QA/QC methodology, sampling, and trend reporting required.

Responsibilities

• Execute independent QA reviews of AML monitoring and investigations files.
• Assess completeness, accuracy, and quality of documentation and rationale.
• Identify quality gaps, control weaknesses, and escalation needs.
• Provide QA observations and recommendations for process improvements.
• Support audit, regulators, and governance reporting with QA findings.

Skills

Attention to Detail

Analytical Skills

Communication Skills

Stakeholder Management

Independent Work

Education

Undergraduate degree or equivalent experience

ACAMS

ACFCS

CAMS

CFCS

Tools

Microsoft Office

Excel

Case Management Systems

Monitoring Systems

Data Systems

Job description

TD Securities is seeking an experienced QA reviewer to conduct independent reviews of AML monitoring and investigations, ensuring documentation quality, rationale, and regulatory reporting considerations are sound.

You will identify gaps, provide actionable recommendations, and support audits, regulatory examinations, and governance reporting while maintaining confidentiality and professional judgment across complex cases.