Compliance Manager

CFI Financial Group; São Paulo; Presencial; BRL 240 000 - 360 000; Tempo integral

Resumo da oferta

CFI Financial Group is seeking a Compliance Manager to join our Brazil team. The role focuses on maintaining the local regulatory framework and developing AML/KYC controls to meet CVM, Banco Central and B3/BSM requirements.

You will support the local Compliance Officer, collaborate with Operations, Risk and IT, and potentially build out a local team as the business grows. English is desirable for interaction with Group Compliance.

Qualificações

• 5+ years of compliance experience.
• Strong knowledge of Brazilian financial regulation.
• Experience with CVM and Banco Central requirements.
• Experience developing compliance policies and controls.
• Ability to establish a compliance framework in a new operation.
• Strong analytical and organizational skills.
• Ability to work with senior management and international teams.
• English is desirable for interaction with Group Compliance.

Responsabilidades

• Support the local Compliance Officer in maintaining the Brazilian regulatory framework.
• Monitor CVM, BCB, B3/BSM and other regulatory requirements.
• Establish and maintain local Compliance policies and procedures.
• Develop the local AML/KYC framework and controls.
• Establish client due-diligence and monitoring procedures.
• Support transaction/client monitoring activities where applicable.
• Maintain regulatory calendars and compliance obligations.
• Coordinate regulatory reporting and information requests.
• Prepare and maintain internal Compliance reports.
• Support interactions with CVM, Banco Central, B3, BSM and other relevant institutions when required.
• Monitor regulatory changes and assess their impact on CFI Brazil.
• Establish compliance controls and testing procedures.
• Coordinate internal compliance reviews and remediation plans.
• Support the development of internal policies, manuals and procedures.
• Work closely with Operations, Commercial, Risk, Finance and IT.
• Coordinate with CFI Group Compliance to ensure consistency between Brazilian and Group frameworks.
• Identify compliance risks associated with new products, services, partners and commercial initiatives.
• Support regulatory audits and inspections.
• Establish Compliance KPIs and management reporting.
• Develop the short-, medium- and long-term Compliance roadmap for CFI Brazil.
• Build and eventually manage the local Compliance team as the business expands.

Conhecimentos

Compliance

Regulatory knowledge

AML/KYC

Policy development

Analytical skills

Stakeholder management

English proficiency

Descrição da oferta de emprego

Who are we?

CFI Financial Group is an award-winning trading provider, possessing more than 25 years of experience with multiple offices around the world including London, Larnaca, Beirut, Amman, Dubai, Port Louis, and others.

Job Description:

We are hiring a talented Compliance Manager professional to join our team.

Responsibilities:

Support the local Compliance Officer in maintaining the Brazilian regulatory framework. Monitor applicable CVM, BCB, B3/BSM and other relevant regulatory requirements. Establish and maintain local Compliance policies and procedures. Develop the local AML/KYC framework and controls. Establish client due-diligence and monitoring procedures. Support transaction/client monitoring activities where applicable. Maintain regulatory calendars and compliance obligations. Coordinate regulatory reporting and information requests. Prepare and maintain internal Compliance reports. Support interactions with CVM, Banco Central, B3, BSM and other relevant institutions when required. Monitor regulatory changes and assess their impact on CFI Brazil. Establish compliance controls and testing procedures. Coordinate internal compliance reviews and remediation plans. Support the development of internal policies, manuals and procedures. Work closely with Operations, Commercial, Risk, Finance and IT. Coordinate with CFI Group Compliance to ensure consistency between Brazilian and Group frameworks. Identify compliance risks associated with new products, services, partners and commercial initiatives. Support regulatory audits and inspections. Establish Compliance KPIs and management reporting. Develop the short-, medium- and long-term Compliance roadmap for CFI Brazil. Build and eventually manage the local Compliance team as the business expands.

Requirements:

5+ years of Compliance experience, preferably within a Brazilian CTVM/DTVM, brokerage, bank or other regulated financial institution. Strong knowledge of the Brazilian financial regulatory environment. Strong understanding of AML/KYC requirements. Experience dealing with regulatory obligations and supervisory processes. Familiarity with CVM and Banco Central requirements. Familiarity with B3/BSM requirements is highly desirable. Experience developing Compliance policies, procedures and controls. Ability to establish a Compliance framework in a new operation. Strong analytical and organizational skills. Ability to work with senior management and international Compliance teams. English is highly desirable and preferably strong enough for direct interaction with CFI Group Compliance.

Why join CFI?

We're a fast-growing, multinational company Competitive salaries and benefits Work and learn with industry professions Supportive and collaborative environment Unlimited opportunities for growth and development