Supervisory Analyst

UBS; Sydney; On-site; AUD 120,000 - 180,000; Full time

Job summary

UBS is seeking a Supervisory Analyst in Sydney (APAC). The role focuses on ensuring research complies with regulatory standards and UBS internal policies while collaborating with Legal & Compliance and Research Management to support the Global Research Department.

Ideal candidates bring a current Series 16 license, 3+ years of supervisory experience, and strong communication skills. The team operates across locations, requiring detail orientation, organization, and the ability to work

Qualifications

• Current Series 16 license; Series 4 a plus.
• Minimum three years’ experience as a Supervisory Analyst.
• Experience working on research from multiple groups (equity, fixed income) across regions preferred.
• Strong written and verbal communications skills.
• Scrupulous attention to detail.
• Able to work on time-sensitive research products.
• Well-organized and able to cope in a demanding environment.
• Collaborative with a close-knit team of Supervisory Analysts in several locations.
• Able to conceive and recommend constructive solutions to problems.
• Curious to explore AI to improve workflows with sound judgment.

Responsibilities

• Ensure research meets legal and regulatory requirements.
• Ensure research meets UBS internal policies as specified by Research Management.
• Work closely with Legal & Compliance, Research Management, and Research Analysts.

Skills

Series 16 license

3+ years Supervisory Analyst

Research product experience (equity, F

Job description

Key Responsibilities

Are you gifted with good judgment, and do you enjoy putting that judgment to use? Have you a good nose for identifying risk, and do you also have strong attention to detail? And can you walk the line between collaboration and challenge? We’re looking for a Supervisory Analyst to:

• ensure research meets all legal and regulatory requirements
• ensure research meets UBS's internal policies, as specified by Research Management
• work closely and collaboratively with Legal & Compliance, Research Management, and Research Analysts

Job Type

Full Time

Job Reference #

342433BR

City

Sydney

The team

You’ll be working in the APAC Supervisory Analyst team, based out of Australia. The APAC team works closely with the SA teams in US and Europe to provide support for the Global Research Department.

Your Skills And Experience

• a current Series 16 license; Series 4 a plus
• Ideally a minimum of three years' experience as a Supervisory Analyst
• experience working on research product from different groups (equity, fixed income, etc.) and from all regions preferred
• strong written and verbal communications skills
• scrupulous attention to detail
• able to work effectively on time-sensitive research products
• well-organized and able to cope in a demanding environment
• able to work collaboratively with a close-knit team of Supervisory Analysts in several locations
• capable of conceiving and recommending constructive solutions to problems
• inquisitive, organized and able to work independently
• adaptable to emerging technologies
• you’re curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment – validating outputs and aligning with policies, risk standards, and ethical use.

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.