Senior Compliance Analyst (Risk & Monitoring)

Tiger Services; Sydney; On-site; AUD 100,000 - 150,000; Full time

Job summary

Tiger Brokers Australia is seeking an experienced Compliance Officer / Analyst to take ownership of defined compliance activities as the Australian business grows and its products, services and operational activities evolve.

The role will apply independent judgement within delegated authority to assess compliance risks, lead monitoring and follow-up activities, and recommend practical improvements to the business's compliance framework.

Qualifications

• Typically 3+ years in compliance, risk, audit, legal or related role in financial services.
• Ability to interpret regulatory requirements and translate into practical controls.
• Strong analytical, judgement and written communication skills.

Responsibilities

• Own defined compliance activities and monitor regulatory developments.
• Lead monitoring reviews, evidence collection and remediation actions.
• Coordinate cross-functional actions and provide clear recommendations.
• Review marketing materials, client communications and website content for compliance.
• Maintain compliance registers, incident tracking and management reporting.

Skills

Mandarin

Education

Law

Commerce

Finance

Business

Job description

Tiger Brokers Australia is seeking an experienced Compliance Officer / Analyst to take ownership of defined compliance activities as the Australian business grows and its products, services and operational activities evolve.

The role will apply independent judgement within delegated authority to assess compliance risks, lead monitoring and follow-up activities, and recommend practical improvements to the business's compliance framework.