Lead Australian Compliance & Regulatory Analyst

Tiger Brokers; Sydney; Presencial; AUD 90 000 - 130 000; Tempo integral

Resumo da oferta

Tiger Brokers Australia is seeking an experienced Compliance Officer / Analyst to own defined compliance activities as the Australian business grows. You will apply independent judgement to assess risks, lead monitoring, and drive improvements to the compliance framework.

Working with the Compliance Manager and stakeholders, you will identify emerging risks, coordinate actions and deliver evidence-based recommendations.

Qualificações

• Typically 3+ years' experience in compliance, risk, audit, or a related role in financial services.
• Strong working knowledge of Australian financial services regulation and ability to interpret regulatory requirements into practical controls.
• Excellent analytical, judgement and written communication skills.
• Ability to take ownership of workstreams and influence cross-functional stakeholders.
• Experience in securities, OTC derivatives or CFDs is highly regarded.
• Practical familiarity with ASIC requirements, AFCA processes and AUSTRAC obligations is advantageous.
• Mandarin language skills are required for communication with internal stakeholders.
• Australian work rights that permit you to perform the role.

Responsabilidades

• Partner with business stakeholders to assess proposed or changing products, services, and processes; identify compliance implications and coordinate controls.
• Assess compliance issues, monitoring results, incidents and regulatory developments; identify risk trends and propose remediation actions.
• Plan and lead risk-based monitoring reviews and thematic checks with defined scope and evidence collection.
• Monitor regulatory developments and coordinate implementation actions, updating procedures and controls.
• Evaluate design and operation of compliance processes; propose enhancements to strengthen auditability.
• Review marketing materials and client communications for regulatory compliance; identify recurring themes from complaints and take action.

Conhecimentos

Compliance management

Risk assessment

Analytical thinking

Written communication

Stakeholder management

Problem solving

Formação académica

Law degree

Commerce/Finance degree

RG146 qualification

Descrição da oferta de emprego

Tiger Brokers Australia is seeking an experienced Compliance Officer / Analyst to own defined compliance activities as the Australian business grows. You will apply independent judgement to assess risks, lead monitoring, and drive improvements to the compliance framework.

Working with the Compliance Manager and stakeholders, you will identify emerging risks, coordinate actions and deliver evidence-based recommendations.