Senior Associate, Financial Services Regulation & Advisory

Montgomery Advisory; Australia; On-site; AUD 120,000 - 180,000; Full time

Job summary

Montgomery Advisory in Australia seeks a Lawyer or Senior Associate with specialist Financial Services Regulatory experience to join a leading Corporate Advisory team. You will work on regulatory and corporate advisory matters for fund managers, financial planners, stockbrokers, payment providers and international FS providers.

The role involves drafting fund constitutions, disclosure documents, compliance plans, and advising on AML/CTF issues, acquisitions, and regime changes, with a hands-on,

Qualifications

• Excellent communication and interpersonal skills with a client-focused approach.
• Strong technical expertise in financial services regulation and AML/CTF.
• Ability to apply complex regulatory requirements practically and commercially.

Responsibilities

• Drafting and reviewing fund constitutions, trust deeds, and other FS documentation.
• Preparing disclosure documents, financial services guides, compliance plans and authorised representative agreements.
• Advising on AML/CTF compliance programs and broader financial services regulatory requirements.
• Advising wholesale and retail funds, payment providers and other financial service providers.
• Advising on investment management agreements and other commercial arrangements.
• Assisting with the acquisition and disposal of funds management and financial services businesses.
• Building trusted client relationships and delivering clear, practical and commercially focused advice.

Skills

Communication skills

Interpersonal skills

Client-focused

Collaborative approach

Job description

Montgomery Advisory in Australia seeks a Lawyer or Senior Associate with specialist Financial Services Regulatory experience to join a leading Corporate Advisory team. You will work on regulatory and corporate advisory matters for fund managers, financial planners, stockbrokers, payment providers and international FS providers.

The role involves drafting fund constitutions, disclosure documents, compliance plans, and advising on AML/CTF issues, acquisitions, and regime changes, with a hands-on,