Equities & Derivatives Trade Surveillance Associate

JPMorganChase; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

JPMorgan Chase Australia Compliance Surveillance team seeks an Associate to review trade surveillance alerts across Equities and Futures & Options, identify market misconduct, and contribute to a high-impact surveillance program.

You will collaborate with regional teams, use Nasdaq SMARTS, Actimize, Bloomberg and Reuters, and support investigations, reporting, and program enhancements in a fast-paced, regulated environment.

Qualifications

• Minimum 5 years of relevant experience in Trade Surveillance, Control Room or Compliance Advisory.
• Experience using third-party trade surveillance platforms (Nasdaq SMARTS, Actimize) and market data services (Bloomberg, Reuters).
• Strong knowledge of equities, futures and options trading lifecycle and regulatory requirements.
• Understanding of Australian financial markets, market structure and regulatory framework.
• Ability to interpret trading terminology and contextual communications in surveillance reviews.

Responsibilities

• Review alerts from surveillance systems across Equities and Futures & Options to identify potential breaches.
• Analyze market data using Bloomberg and other sources, staying current on Australian markets and regulatory developments.
• Collaborate with Analytics, Operations and Technology to understand activity, system flows and regulatory needs.
• Identify unusual or suspicious activity and escalate per established procedures.
• Manage matters from escalation to closure with complete, accurate case records.
• Support investigations and respond to internal, regulatory and audit inquiries in a timely manner.
• Contribute to surveillance projects, including control design, testing and implementation across trade and communications surveillance.
• Produce and enhance management information and reporting for governance and risk oversight.

Skills

Trade Surveillance

Analytical Thinking

Investigative Skills

Attention to Detail

Regulatory Knowledge

Cross-functional Collaboration

Business Acumen

Education

Bachelor's degree preferred

Tools

Nasdaq SMARTS

Actimize

Bloomberg

Reuters

Job description

JPMorgan Chase Australia Compliance Surveillance team seeks an Associate to review trade surveillance alerts across Equities and Futures & Options, identify market misconduct, and contribute to a high-impact surveillance program.

You will collaborate with regional teams, use Nasdaq SMARTS, Actimize, Bloomberg and Reuters, and support investigations, reporting, and program enhancements in a fast-paced, regulated environment.