Elite Front Office Risk Manager, Melbourne

Neo Talent; Melbourne; On-site; AUD 120,000 - 150,000; Full time

Job summary

Neo Talent is seeking an experienced Front Office Senior Risk Manager to join the Melbourne team. You will partner with business leadership and advisers to oversee advice suitability, business conduct and risk controls, operating in the first line of defence to balance regulatory obligations with commercial objectives.

The role focuses on overseeing adviser activities, managing risks, conducting control reviews, and guiding governance and regulatory change initiatives within a well-established

Qualifications

• Proven Line 1 risk experience within wealth management, private banking or an investment advisory environment.
• Strong understanding of risk controls and regulatory obligations.
• Ability to partner with senior stakeholders to balance risk and commercial objectives.

Responsibilities

• Overseeing adviser activities, business conduct and advice suitability.
• Partnering with advisers and leadership to identify and manage risks.
• Conducting risk reviews, assessments and remediation monitoring.
• Reviewing business exceptions and advice-related matters.
• Providing risk guidance and training to advisers and associates.
• Managing incidents and governance/regulatory change initiatives.

Skills

Line 1 risk experience

Wealth management

Investment advisory

Job description

Neo Talent is seeking an experienced Front Office Senior Risk Manager to join the Melbourne team. You will partner with business leadership and advisers to oversee advice suitability, business conduct and risk controls, operating in the first line of defence to balance regulatory obligations with commercial objectives.

The role focuses on overseeing adviser activities, managing risks, conducting control reviews, and guiding governance and regulatory change initiatives within a well-established