Compliance Analyst

Australian Compliance Institute; Sydney; Híbrido; AUD 110 000 - 160 000; Tempo integral

Resumo da oferta

Australian Compliance Institute is seeking a dedicated compliance professional reporting to a Compliance Manager Australia & NZ. The role focuses on AML program compliance, analysing regulatory requirements and translating them into practical policies and processes.

You will investigate AML/sanctions cases, provide compliance sign-off, support monitoring programs, deliver training, and prepare reports while maintaining strict confidentiality and upholding high standards of integrity.

Qualificações

• Experience in Compliance or related functions preferred (legal, risk, or audit).
• Knowledge of AML obligations and financial services compliance.
• Understanding of Australia & NZ regulatory requirements incl. privacy and consumer laws.
• Strong analysis, investigation, and problem-solving abilities.
• Excellent verbal and written communication and stakeholder influence.

Responsabilidades

• Investigate and review AML and sanctions related cases within required timeframes.
• Provide timely compliance advice and sign-off on material and documents.
• Participate in compliance monitoring and training programs.
• Maintain compliance reports and risk assessments; manage gaps confidentially.
• Develop knowledge of relevant Australian & NZ laws affecting the markets.

Conhecimentos

Compliance experience

Regulatory knowledge

AML obligations

Verbal and written communication

Stakeholder influence

Analytical/problem solving

Descrição da oferta de emprego

Job Description

Reporting to a Compliance Manager Australia & NZ, the role involves proactively providing effective & timely Compliance advice to all lines of business by analysing legislative & regulatory compliance requirements with a predominant focus on the AML Program and translating those requirements into efficient operational processes, policies & procedures.

Responsibilities

• As part of the AML Transaction Monitoring Program, investigate & review all AML & sanctions related cases (e.g. PEPs, SIPs, Transaction Monitoring and Suspicious Matter Reporting, Enhanced Due Diligence, etc.) within the required timeframes
• From time to time, review & provide Compliance sign-off on advertising & marketing material, business proposals, policies & procedures, and other related documents
• Participate in Compliance monitoring programs to ensure compliance with legislative & regulatory requirements, as well as with internal American Express policies & procedures
• Conduct ongoing Compliance training
• Management & resolution of compliance gaps
• Maintain a high level of confidentiality and handle highly sensitive information
• Co-ordinate, compile & maintain Compliance reports, compliance risk assessments, inventories of obligations and records of Compliance activities
• Develop & maintain a working knowledge of relevant laws & regulations affecting the Australian & NZ markets

Qualifications

• Experience within Compliance or related functions preferred- e.g. legal, internal audit, risk management
• Knowledge of financial services/products and related compliance requirements, in particular Anti Money Laundering obligations
• Knowledge of legislative & regulatory requirements in Australia & New Zealand preferred, including knowledge of Consumer Credit laws, Competition and Consumer law and Privacy law
• Aptitude for analysis, investigation & problem solving, including devising commercially-oriented compliance solutions
• Excellent verbal & written communication skills
• Ability to partner with business units & influence key stakeholders