Brisbane Compliance & Governance Leader

Prosperity Advisers; Brisbane; On-site; AUD 120,000 - 180,000; Full time

Benefits offered by this job

Balance Scorecard bonus

FitnessPassport

Novated leasing

Employee Assistance Program (EAP)

Modern CBD office

Job summary

Prosperity Advisers is seeking an experienced Compliance Manager to join the Operations team in Brisbane. The role focuses on strengthening compliance and governance across a dynamic professional services environment, translating regulatory obligations into practical processes and driving action with senior leaders.

You’ll coordinate the firm’s compliance framework, policies, and training, working closely with the COO and directors.

Qualifications

• Experience across compliance, governance, risk, audit or professional services operations.
• Strong writing and documentation capability.
• Excellent attention to detail and record keeping.
• Ability to engage with senior stakeholders and manage competing priorities.

Responsibilities

• Maintain the compliance framework, obligations register and compliance calendar, coordinating reviews and monitoring regulatory developments through to implementation.
• Coordinate professional and ethical requirements, including APES 110, independence and conflicts, while maintaining the firm’s central policy framework.
• Support the AML/CTF Program across risk assessment, due diligence, monitoring and escalation.
• Coordinate matters from initial identification through to investigation, remediation and closure, including external notification or specialist advice when required.
• Coordinate key insurance renewals and declarations and maintain conflicts/declarations.
• Deliver the annual compliance monitoring program and coordinate mandatory training and guidance.
• Provide concise reporting to the COO, Executive Leadership Team and Board on material compliance matters.

Skills

Compliance knowledge

Governance & risk

Stakeholder engagement

Regulatory interpretation

Education

Law, accounting or business degree

Job description

Prosperity Advisers is seeking an experienced Compliance Manager to join the Operations team in Brisbane. The role focuses on strengthening compliance and governance across a dynamic professional services environment, translating regulatory obligations into practical processes and driving action with senior leaders.

You’ll coordinate the firm’s compliance framework, policies, and training, working closely with the COO and directors.