Senior Responsible Manager - Personal Financial Planning

at; Österreich; Vor Ort; EUR 80 000 - 100 000; Vollzeit

Zusammenfassung

A leading financial services provider in Austria is seeking a High-Calibre Responsible Manager to provide leadership and oversight across financial planning operations. This senior role will ensure compliance and drive a culture of quality advice within the organization. Candidates should have strong regulatory expertise and extensive experience in financial planning compliance. Join a fast-growing team committed to high compliance standards and technology-driven solutions.

Leistungen

Flexible workload structure

Monthly consultant retainer

Investment in technology and process automation

Qualifikationen

• Extensive experience across financial planning compliance, AFSL governance, or licensee standards.
• Excellent understanding of advice processes, documentation, regulatory frameworks, and risk management.
• Strong judgment and attention to detail.

Aufgaben

• Oversee adviser competency and ensure compliance with legal regulations.
• Conduct audits and identify regulatory risks.
• Support adviser onboarding and ensure alignment with AFSL.

Kenntnisse

Financial planning compliance

Regulatory frameworks

Risk management

Communication

Jobbeschreibung

A leading financial services provider in Austria is seeking a High-Calibre Responsible Manager to provide leadership and oversight across financial planning operations. This senior role will ensure compliance and drive a culture of quality advice within the organization. Candidates should have strong regulatory expertise and extensive experience in financial planning compliance. Join a fast-growing team committed to high compliance standards and technology-driven solutions.