Wealth Management Compliance Advisory Lead

National Bank of Fujairah (NBF); Dubai; On-site; AED 250,000 - 400,000; Full time

Job summary

National Bank of Fujairah (NBF) is seeking an experienced Compliance professional for Wealth Management in the UAE. The role focuses on providing trusted regulatory advice, supporting the 2LOD function, and ensuring adherence to AML/CTF, sanctions, and consumer protection requirements.

You will develop and drive processes for regulatory change projects, compliance assurance, and stakeholder training, reporting to the Head of Compliance and Executive Compliance Advisory.

Qualifications

• A minimum degree (Bachelor) in a business related field or equivalent.
• A recognised qualification or certification in Banking, Compliance, Internal Audit or Law.

Responsibilities

• Advise and support as a trusted 2LOD function for Wealth Management.
• Provide compliance guidance across Regulatory Compliance, Conduct Risk, Product Development, Sales Methods, Disclosures, AML/CTF and Sanctions.
• Assure compliance over customer advice, order execution, client moneys, custody and AML/CTF/PF.
• Develop and implement SCA, Licence Gap Analysis, Compliance Manual Assurance Plan and lead regulatory change projects.
• Address and resolve compliance findings from reviews and Assurance program.
• Support Consumer Protection and Conduct Risk agenda; assist Head of Compliance and Executive Compliance Advisory.

Skills

Regulatory Compliance

Conduct Risk

AML/CTF

Sanctions

Stakeholder Training

Education

Bachelor's degree in business related field

Qualification in Banking/Compliance/Internal Audit/Law

Job description

National Bank of Fujairah (NBF) is seeking an experienced Compliance professional for Wealth Management in the UAE. The role focuses on providing trusted regulatory advice, supporting the 2LOD function, and ensuring adherence to AML/CTF, sanctions, and consumer protection requirements.

You will develop and drive processes for regulatory change projects, compliance assurance, and stakeholder training, reporting to the Head of Compliance and Executive Compliance Advisory.