UAE Compliance & MLRO Leader — FSRA/DFSA Expert

J. Awan & Partners; Abu Dhabi; On-site; AED 300,000 - 420,000; Full time

Job summary

J. Awan & Partners seeks a proactive Compliance Officer and MLRO in Abu Dhabi to manage regulatory risk, oversee AML, KYC and CDD, and liaise with regulators. You will implement risk-based programs, monitor transactions, and report to the Board with guidance and training for staff.

Requirements include 7–10 years in compliance, UAE regulation knowledge, and FSRA/DFSA approval. Experience in retail brokerage and strong analytical skills are essential for success.

Qualifications

• Bachelor's degree in business, law, or related field is required.
• A relevant professional certification is a plus.
• 7–10 years of experience in a compliance role, preferably in a regulated industry.
• FSRA or DFSA-approved person is essential.
• Strong knowledge of UAE laws, regulations, and industry standards.
• Retail brokerage experience is essential.
• Excellent analytical skills and ability to interpret complex regulations.
• Effective communication and interpersonal skills for stakeholders at all levels.
• Ability to handle confidential information with discretion and manage multiple initiatives.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Implement a risk-based compliance program.
• Perform monitoring and surveillance reviews according to plan.
• Conduct trade surveillance and transaction monitoring.
• Provide regulatory guidance to staff, the SEO, and the Board.
• Prepare and present compliance reports for the Board.
• Assist with client inquiries and information requests.
• Maintain AML policies and procedures as MLRO.
• Oversee KYC and CDD processes.
• Identify, analyze and report suspicious transactions.
• Provide AML training and advisory support.

Skills

Analytical skills

Communication skills

Attention to detail

Organizational skills

Project management

Regulatory knowledge

SQL basics

Compliance software

Financial crime awareness

Education

Bachelor's degree (business/law/related)

Certification (e.g., Certified Compliance Professional)

Tools

Compliance software/tools

SQL for data analysis

Job description

J. Awan & Partners seeks a proactive Compliance Officer and MLRO in Abu Dhabi to manage regulatory risk, oversee AML, KYC and CDD, and liaise with regulators. You will implement risk-based programs, monitor transactions, and report to the Board with guidance and training for staff.

Requirements include 7–10 years in compliance, UAE regulation knowledge, and FSRA/DFSA approval. Experience in retail brokerage and strong analytical skills are essential for success.