Senior Broker

ADIB Group; Abu Dhabi; On-site; AED 250,000 - 450,000; Full time

Job summary

ADIB Group is seeking a Senior Broker in Dubai to execute client orders on ADX/DFM, identify new sales opportunities, and maintain strong client relationships with high-net-worth individuals. You will ensure compliance with onboarding, AML/CTF, and trade settlement while staying informed on market trends and regulatory rules.

Ideal candidates have a finance-related degree, SCA broker license, and extensive equity trading experience.

Qualifications

• Bachelor's degree in finance, economics or related field.
• Mandatory: SCA-licensed broker.
• 58 years of proven experience in equity trading, portfolio management and client-facing roles.
• Proficient in MS Office, Bloomberg Terminal, Reuters Eikon and investment databases.
• Fluent in English; Arabic desirable.

Responsibilities

• Execute client orders on ADX/DFM in compliance with regulations.
• Pursue new sales opportunities via cold calling and digital channels.
• Meet clients to understand goals, risk appetite and concerns.
• Maintain regulatory and policy compliance in onboarding and KYC.
• Monitor market trends and suggest trading actions.
• Represent ADIB at industry events to grow brand visibility.

Skills

Client relationship

Negotiation

Communication

Education

Bachelor's degree in finance/economics or related field

Tools

Bloomberg Terminal

Reuters Eikon

MS Office (Excel PowerPoint)

Job description

Description

Role : Senior Broker
Location : Dubai
Role Purpose:
Execute trading instructions for ADIB Securities clients ethically and efficiently while driving sales growth through proactive customer engagement. Foster long-term relationships with high-net-worth clients ensuring compliance with established policies regulations and strategies.

Key Accountabilities of the role

These are the main responsibilities of this role

Detailed Responsibilities

Primary Duties and Responsibilities:

• Execute client orders on the ADX and DFM exchanges in compliance with regulatory requirements.
• Proactively identify and pursue new sales opportunities via cold calling networking and digital channels (e.g. LinkedIn social media).
• Conduct client meetings to understand their financial goals risk appetite and concerns.
• Enforce ADIB and ADIB Securities policies particularly in client onboarding AML/CTF and trade settlement.
• Stay updated on all market and regulatory rules commission structures and competitor activities to provide informed recommendations
• Ensure that the framework is always in compliance with the related rules and regulations including client onboarding documents and clients KYC.
• Keep abreast of regulations of DFM ADX and SCA
• Promote new business through customer contacts. Call existing customers and prospective customers to nurture ongoing relationships.
• Assist in the planning and implementation of strategies and goals.
• Monitor market trends analyze portfolios and suggest strategic trading actions.
• Represent ADIB at industry events to enhance brand visibility and networking
• Increase the companys share of each client total trading portfolio as well as efficiently and effectively increase the overall affluent client trading activity.
• Ensure customer satisfaction and ensure all customer grievances are resolved in a timely
  manner.
• Ensure that all customer instructions are responded to immediately.

Additional Duties and Responsibilities:

• Identify and manage all significant risks (Financial Operational Market and Reputational Risks). Monitor customer accounts ensuring the settlement of deals as per market control norms.
• Actively follow up on overdue settlement trades and take action within the rules of market control.
• Ensure all correspondence with Market Control customers and others is properly recorded and filed.
• Manage team members and provide them with necessary guidance and counseling to keep them highly motivated.
• Maintain high ethical standards and contribute towards a healthy work environment.

Supervisory Responsibilities

• Perform all supervisory and management functions in accordance with ADIB and ADIB Securities practices and policies for brokers including:
• Identify and help satisfy the training requirements of employees in close coordination with the Trading Manager.
• Emphasize and promote professional and ethical conduct.
• Lead and mentor junior brokers providing guidance and performance feedback.

Authority Given

• Initially incumbent will not be given expense power however will be given approval powers based on his/her level of management experience and brokerage expertise.

Reporting Lines

Head of Trading

Supervision lines

Head of Trading

Specialist Skills / Technical Knowledge Required for this role:

• Bachelors degree in finance economics or related field is required
• Mandatory: SCA-licensed broker
• 58 years of proven experience in equity trading portfolio management and client-facing roles.
• Advanced proficiency in MS Office (Excel PowerPoint) Bloomberg Terminal Reuters Eikon and investment databases.
• Deep knowledge in UAE/GCC financial markets including margin trading regulations.
• Strong negotiation skills with a results-driven mindset.
• Excellent communication and presentation skills.
• Track record of negotiating large-scale trades or managing high-net-worth client portfolios
• Fluent in English Arabic desirable.
  

Required Experience:

Senior IC