Remote Senior Regulatory Compliance Specialist - Fintech

Tether Operations; Abu Dhabi; Remote; AED 150,000 - 200,000; Full time

Job summary

A leading digital finance firm is seeking a Senior Compliance Specialist to oversee the implementation of the company's compliance framework. The successful candidate will manage regulatory oversight, ensure adherence to ethical standards, and lead compliance training across business units. Candidates should have a Bachelor's degree and 3-5 years of experience in regulatory compliance within financial services.

Qualifications

• 3-5 years of experience in regulatory compliance, conduct risk, or ethics programs within financial services.
• Proven expertise in managing compliance frameworks for CoI, ABC, FRM, and outsourcing.
• Certifications like ICA, CFE, or equivalent preferred.

Responsibilities

• Implement and maintain compliance policies relating to conduct risk and ethical practices.
• Advise management on conflicts management and third-party risk compliance.
• Oversee investigations into potential misconduct and ensure compliance.

Skills

Regulatory compliance

Data protection

Analytical skills

Communication skills

Education

Bachelor’s degree in Law, Business, Finance or a related discipline

Job description

A leading digital finance firm is seeking a Senior Compliance Specialist to oversee the implementation of the company's compliance framework. The successful candidate will manage regulatory oversight, ensure adherence to ethical standards, and lead compliance training across business units. Candidates should have a Bachelor's degree and 3-5 years of experience in regulatory compliance within financial services.