Head of Compliance

LMAX Group; Dubai; On-site; AED 350,000 - 600,000; Full time

Job summary

LMAX Group in Dubai invites an accomplished compliance leader to design and drive the regulatory framework of a fast-growing institutional exchange. You will act as MLRO, oversee AML/CFT controls, manage SCA CMA filings, risk assessments and training, and build robust policies aligned with UAE rules.

You will report to senior leadership and collaborate across teams to ensure fair and compliant communications and operations.

Qualifications

• 5+ years in financial markets or compliance roles.
• Experience leading regulatory programs and teams.
• Strong understanding of UAE financial rules and AML/CFT requirements.

Responsibilities

• Act as the primary liaison for SCA CMA and manage regulatory filings and inspections.
• Develop, implement and maintain the Compliance Manual and internal policies.
• Lead the compliance program, risk monitoring, and training across the firm.

Skills

Regulatory leadership

Stakeholder management

Communication skills

AML/CFT knowledge

MLRO experience

Education

Relevant degree in finance/law

Tools

goAML

Regulatory reporting tools

Job description

Joining the Compliance division at LMAX Group s new Dubai office offers a unique opportunity to lead and shape the compliance framework within a dynamic and fast-growing institutional exchange environment This role places you at the forefront of regulatory adherence and risk management working closely with senior leadership to ensure robust compliance practices that support the company s strategic objectives You will be part of a collaborative team dedicated to maintaining the highest standards of integrity and operational excellence in a complex financial market landscape

Responsibilities

Act as the primary point of contact for the Securities and Commodities Authority SCA CMA Manage all regulatory filings information requests and supervisory inspections Develop implement and maintain the firm s Compliance Manual and internal policies This includes ensuring all policies are updated to reflect the most recent SCA CMA circulars Perform the final compliance sign-off on all promotional material and client-facing communications ensuring they are fair clear and not misleading Lead the development implementation and maintenance of comprehensive compliance programs aligned with regulatory requirements and industry best practicesOversee the monitoring and reporting of compliance risks ensuring timely identification and mitigation of potential issuesManage regulatory filings audits and inspections ensuring full adherence to UAE financial rules and regulationsDrive continuous professional development initiatives within the team to maintain up-to-date knowledge of global financial compliance standardsAct as the firm s Money Laundering Reporting Officer MLRO Oversee the entire AML CFT framework including internal controls risk assessments and reporting mechanisms Maintain oversight of the goAML portal for the submission of Suspicious Transaction Reports STRs and Suspicious Activity Reports SARs when necessary Provide expert guidance and training to staff on compliance matters fostering a culture of compliance awareness across the organizationEnsure effective communication and liaison with regulatory bodies and external auditorsTransaction monitoring for global entities

Qualifications

University degree with a minimum of 5 years experience in financial markets or relevant fields, or a diploma with at least 10 years experience in similar areasAlternatively, a minimum of 5 years experience in financial markets combined with one or more of the following qualifications: Master Financial Controller, Certified Internal Auditor (CIA), Chartered Development Finance Analyst, Certified Management Accountant (CMA), Certified Public Accountant (CPA), ICA Certificate in Compliance, ICA International Advanced Certificate in Regulatory Compliance, ICA Advanced Certificate in Legal Compliance, or ICA Certificate in RegulatoryRelevant certifications for anti-money laundering tasks such as ICA International Advanced Certificate in Anti Money Laundering, ICA Advanced Certificate in Practical Client Due Diligence, ICA Advanced Certificate in Managing Fraud, ICA Advanced Certificate in Managing Sanctions Risk, ICA Specialist Certificate in Financial Crime Risk in Global Banking and Markets, ICA Specialist Certificate in Money Laundering Risk in New Technology, or Certified Anti Money Laundering Specialist (ACAMS)Successful completion of exams on UAE Financial Rules and Regulations and Combating Financial Crime Commitment to ongoing Continuous Professional Development (CPDs) in Global Financial ComplianceStrong leadership, communication, and stakeholder management skills