Dubai AML & SCA Compliance Lead

Client of Business Lobby

Dubai

On-site

AED 240,000 - 420,000

Full time

14 days+

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Job summary

Client of Business Lobby in Dubai, UAE is seeking an experienced Compliance professional to lead the company’s regulatory program. The role focuses on maintaining the compliance framework in line with SCA regulations and UAE AML laws.

Responsibilities include monitoring regulatory updates, reviewing onboarding documents, performing KYC/CDD due diligence, submitting STRs via goAML, and driving governance and training initiatives across the organization.

Qualifications

Strong knowledge of SCA regulations and AML legislation.
Experience with MLRO/DMLRO functions and financial market instruments is required.
Experience in fintech, brokerage, trading or financial services is preferred.

Responsibilities

Assist in designing and maintaining the company’s compliance framework per SCA regulations.
Track regulatory updates and assess impact on activities and policies.
Serve as contact for regulatory inquiries and internal compliance matters.
Support regulatory reporting, audits and internal assessments.
Review and authorize client onboarding documents and account activities.
Contribute to compliance training and awareness programs.
Investigate suspected breaches and support corrective actions.
Maintain compliance records accurately and timely.
Act as liaison with SCA during inspections, inquiries and submissions.
Develop and update internal compliance policies to UAE regulations.
Oversee AML controls including KYC due diligence and STR submissions via goAML.
Monitor trading activities and operations for regulatory compliance.
Provide leadership of the AML Compliance function and governance improvements.