Compliance Officer - Vice President

JPMorganChase; Dubai; On-site; AED 200,000 - 300,000; Full time

Job summary

A leading financial institution in Dubai is seeking an experienced Compliance Officer to ensure regulatory compliance and provide strategic advice. The role involves policy development, training, and collaboration within a dynamic team, leveraging strong analytical and communication skills. Candidates should have a university degree and knowledge of DFSA regulations. This position offers the chance to make a significant impact in the financial industry.

Qualifications

• Strong understanding of key financial services regulations.
• Excellent written and oral communication skills.
• Exceptional research and analytical skills.
• In-depth knowledge of DFSA/FSRA regulations.
• Proficient in MS Office applications.

Responsibilities

• Provide advice on compliance policies and procedures.
• Support compliance response to regulatory notices.
• Conduct annual policy reviews.
• Prepare compliance training sessions.
• Identify and investigate potential rule breaches.
• Manage compliance issues from audits.
• Advise on compliance priorities at local committees.
• Stay informed on industry trends.
• Conduct Compliance Monitoring program.
• Oversee AML/CFT policies and controls.

Skills

Market structures understanding

Communication skills

Research and analytical skills

Collaboration with internal groups

Knowledge of DFSA/FSRA regulations

Proficiency in MS Office

English proficiency

Education

University degree or equivalent experience

Job description

Description

Are you an experienced professional in Compliance and Anti-Money Laundering At JPMorgan Chase Bank N.A. Dubai Branch you have the opportunity to impact your career and the financial industry. Join us to leverage your skills in a dynamic environment that fosters growth and innovation. As part of our team youll benefit from a collaborative culture and the chance to make a meaningful difference.

As a Compliance Officer in the MENAT Compliance function you will play a crucial role in ensuring regulatory compliance and providing strategic advice across JPMorgan Chase worldwide. You will work closely with the MENAT Compliance Director contributing to a culture of integrity and accountability. Your insights will help shape policies and guide our team in navigating complex regulatory landscapes.

Job Responsibilities

• Provide proactive advice to business management in developing compliance policies and procedures.


• Support the DFSA registered Compliance Officer and MLRO in responding to regulatory notices.


• Conduct annual reviews to ensure policies align with current regulations.


• Assist in preparing and delivering compliance training sessions.


• Identify and investigate potential rule breaches coordinating corrective actions.


• Liaise with internal and external auditors managing compliance issues from audits.


• Attend local committees to advise on compliance priorities in the absence of permanent members.


• Stay informed on industry trends and regulatory focus areas sharing insights with the team.


• Contribute to and conduct the Compliance Monitoring program.


• Oversee AML/CFT policies and controls ensuring alignment with local regulations.


• Coordinate senior managements focus on managing money laundering risks.

Required Qualifications Capabilities and Skills

• Strong understanding of market structures products and key financial services regulations.


• Excellent written and oral communication skills with the ability to present complex information clearly.


• Proficient in written and spoken English.


• Exceptional research and analytical skills with independent decision-making ability.


• Experience collaborating with internal groups like Legal Audit or Risk.


• In-depth knowledge of DFSA/FSRA regulations and business lines.


• Highly collaborative with a strong emphasis on teamwork.


• Proactive attitude with a commitment to excellence.


• Proficient in MS Office (Outlook Word Excel Access PowerPoint).


• University degree or equivalent experience required.

Preferred Qualifications Capabilities and Skills

• Experience in a DFSA/FSRA regulated environment.


• Legal or business education is highly regarded.


• Professional certifications such as CAMS or ICA.

Required Experience

Chief