Compliance Officer & MLRO

Raseedinvest; Dubai; On-site; AED 180,000 - 250,000; Full time

Job summary

Raseedinvest is looking for an experienced Compliance Officer to bolster our wealth management operations in Dubai. The successful candidate will possess extensive knowledge of the ADGM or DIFC regulatory frameworks and have demonstrated expertise in compliance and AML activities.

This role includes oversight of compliance policies, client onboarding, and regulation adherence while promoting a robust compliance culture. Strong qualifications, including a degree and certification as CISI or ACAMS, are necessary.

Qualifications

• Minimum of 5 years of industry experience, with at least 2 years in a compliance and AML role.
• Strong technical knowledge of key regulatory areas including AML/CFT, sanctions, FATCA/CRS.
• Exceptional written and verbal communication skills in English.

Responsibilities

• Design and revise compliance policies and procedures.
• Oversee onboarding, trade surveillance, and regulatory reporting.
• Conduct due diligence and AML reviews for clients.

Skills

Compliance and AML expertise

Regulatory framework knowledge

Analytical and problem-solving skills

Attention to detail

Education

Bachelor's degree from a reputable institution

Qualified CISI or ACAMS professional

Job description

We are seeking an experienced and proactive Compliance Officer to join our team with a focus on supporting our wealth management investment operations. The ideal candidate will have a strong understanding of the ADGM or DIFC regulatory framework, particularly Category 3C or Category 4, and demonstrate expertise across a broad range of compliance and AML activities. This is an excellent opportunity for a compliance professional to contribute to and influence a strong culture of regulatory integrity and operational excellence.

Responsibilities

• Design, review and revise compliance policies, procedures, and internal controls to ensure alignment with applicable legislation, regulatory requirements and industry best practices.
• Oversee all aspects of client and business partner onboarding, trade surveillance, conduct of business monitoring, compliance training and regulatory reporting.
• Promote and embed a strong compliance culture across the organization through engagement, training and support.
• Conduct due diligence and ongoing AML reviews for new and existing clients and business partners.
• Serve as the key point of contact with regulators for all AML, CFT and sanctions‑related matters, ensuring the implementation of effective and sustainable controls.
• Lead and manage all regulatory communications, correspondence and meetings with regulatory authorities.
• Monitor and enhance systems and controls to identify and mitigate AML risks, addressing any gaps through pragmatic and actionable solutions.
• Prepare compliance reports for senior management, auditors and external regulatory bodies as required.
• Stay current with regulatory changes and evolving best practices, conducting gap and impact analysis for timely adaptation.
• Provide timely and accurate support on compliance‑related queries from both internal and external stakeholders.
• Review marketing materials and communications to ensure compliance with regulatory and scheme requirements.
• Contribute to operational risk management by identifying, evaluating and mitigating potential risks and recommending process improvements.
• Oversee and monitor compliance progress across our entities in different jurisdictions.

Qualifications

• Minimum of 5 years of industry experience, with at least 2 years in a compliance and AML‑focused role within wealth management or investments.
• Prior experience working in compliance consultancies supporting Category 3C or 4 firms within ADGM or DIFC is highly preferred.
• Strong technical knowledge of key regulatory areas including AML/CFT, sanctions, conduct of business rules, FATCA/CRS, and data protection.
• Qualified CISI or ACAMS professional.
• Bacheloru2019s degree from a reputable institution.
• Exceptional written and verbal communication skills in English.
• Strong analytical, organizational and problem‑solving abilities.
• Detail‑oriented, hands‑on and capable of working independently.
• High level of attention to detail and accuracy in all aspects of work.