Wealth Manager

Geotech; Cape Town; On-site; ZAR 400 000 - 600 000; Full time

Job summary

A financial services firm in Cape Town is looking for a Wealth Manager to assist in financial planning and client management. The ideal candidate will have 3-5 years of experience, a commerce degree, and knowledge of FAIS and FICA regulations. Responsibilities include onboarding clients, managing CRM profiles, and ensuring compliance with internal standards. This is a full-time position with competitive salary options.

Qualifications

• Experience in financial planning environment, ideally with high volume tasks.
• 3-5 years working experience assisting Wealth Managers or Financial Advisors.
• Strong understanding of FAIS and FICA regulations.

Responsibilities

• Assist Wealth Managers in client onboarding and documentation.
• Manage and update client CRM profiles.
• Draft and check compliance documents to internal standards.

Skills

Business Development

Sales Experience

Wealth Management

Financial Planning

Organizational skills

Education

Commerce or financial degree

CFP designation

RE5

Tools

MS Office Suite

XPlan

Job description

Job Title

Wealth Manager

Qualification

Commerce or financial degree from a reputable tertiary institution (advantageous)

CFP designation advantageous

RE5 advantageous

Minimum Requirements

• Experience in and solid knowledge and understanding of the financial planning environment FAIS (CAT II advantageous) and FICA.
• 3-5 years working experience in the financial planning environment assisting Family Officers and / or Wealth Managers and / or Financial Advisors with administrative tasks or within administration with a focus on high volume tasks and responsibilities.
• Prepare and collate new client onboarding documentation.
• Oversee the management and updating of client CRM profile.
• Liaise with external and internal providers on client specific queries and implementation of instructions.
• Apply basic knowledge of the FAIS General Code of Conduct in daily work.
• Draft and / or check Record of Advice and Replacement disclosure forms accurately and correctly to company internal compliance standards.
• Ensure a basic level of product knowledge by keeping up to date with products used by service providers.
• Compile proposal documents based on the Wealth Manager instruction and recommendations.
• Compile a financial needs analysis and retirement needs analysis based on Wealth Manager recommendations and instructions.
• MS Office Suite (including Teams Word Excel PowerPoint Outlook SharePoint) XPlan (advantageous).

Key Skills

• Business Development
• Estate Law
• Sales Experience
• Trusts
• Wealth Management
• Financial Services
• Organizational skills
• Investment Experience
• Banking
• Securities Law
• Financial Planning
• Wills

Employment Details

Employment Type: Full-Time

Experience: years

Vacancy: 1