Senior Portfolio Compliance Leader

Hire Resolve; Cape Town; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A financial services company in Cape Town is seeking a Senior Portfolio Compliance Officer to oversee compliance activities related to investment portfolios. This role involves developing compliance policies, conducting audits, and coordinating with teams to resolve compliance issues. Ideal candidates will have at least 5 years of experience in portfolio compliance and a Bachelor's degree in finance or a related field. Strong analytical and communication skills are essential for success in this role.

Qualifications

• Bachelor's degree in finance, business, or a related field; advanced degree or professional certification preferred.
• Minimum of 5 years of experience in portfolio compliance, preferably in the financial services industry.
• Strong knowledge of investment regulations and compliance frameworks.

Responsibilities

• Develop, implement, and maintain compliance policies and procedures.
• Monitor portfolios for compliance with regulations and guidelines.
• Conduct regular compliance reviews and audits.

Skills

Analytical skills

Problem-solving

Communication

Detail-oriented

Proficiency in compliance software

Education

Bachelor's degree in finance, business, or related field

Advanced degree or professional certification (e.g., CA)

Tools

Compliance software

Job description

A financial services company in Cape Town is seeking a Senior Portfolio Compliance Officer to oversee compliance activities related to investment portfolios. This role involves developing compliance policies, conducting audits, and coordinating with teams to resolve compliance issues. Ideal candidates will have at least 5 years of experience in portfolio compliance and a Bachelor's degree in finance or a related field. Strong analytical and communication skills are essential for success in this role.