Senior Compliance Officer - Financial Services (FSCA/FAIS)

Yazoo Recruitment; Cape Town; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A recruitment agency seeks a Compliance Officer in Cape Town. The ideal candidate must have a B.Com or LLB Degree, RE1 Certificate, 5 years' compliance experience in the Financial Services Industry, and be registered with FSCA. Responsibilities include ensuring compliance with regulations, preparing reports, and managing compliance projects. Knowledge of FAIS and CISCA is essential. This position offers an exciting opportunity in a dynamic asset management company.

Qualifications

• Minimum 5 years’ compliance experience in the Financial Services Industry.
• Registration with the FSCA as a Compliance Officer.
• Regulatory knowledge of FAIS, CISCA and Asset management.

Responsibilities

• Compiling compliance statistical reports.
• Ensure compliance implementation and maintenance of compliance risk management and monitoring plan.
• Monitoring primary legislation impacting the business.

Skills

Regulatory knowledge

Compliance monitoring

Legislative analysis

Risk management

Education

B.Com or LLB Degree

RE1 Certificate

Job description

A recruitment agency seeks a Compliance Officer in Cape Town. The ideal candidate must have a B.Com or LLB Degree, RE1 Certificate, 5 years' compliance experience in the Financial Services Industry, and be registered with FSCA. Responsibilities include ensuring compliance with regulations, preparing reports, and managing compliance projects. Knowledge of FAIS and CISCA is essential. This position offers an exciting opportunity in a dynamic asset management company.