Risk & Compliance Officer – Trading & Regulatory Oversight

The Recruitment Council; Cape Town; On-site; ZAR 400 000 - 800 000; Full time

Job summary

An established industry player is seeking a JSE Risk and Compliance Officer to ensure adherence to regulatory standards and internal policies. This pivotal role involves real-time monitoring of trading activities, overseeing compliance across various operations, and fostering strong relationships with regulatory bodies. The ideal candidate will bring extensive experience in financial services, particularly in stockbroking, along with a solid understanding of compliance functions and financial instruments. Join a forward-thinking company where your expertise will contribute to maintaining high standards of compliance and risk management in a dynamic trading environment.

Qualifications

• 7+ years in compliance within financial services, especially stockbroking.
• Strong knowledge of financial instruments and relevant legislation.

Responsibilities

• Monitor trading activities for compliance and manage risks effectively.
• Conduct compliance reviews and report on business risks to management.

Skills

Compliance Monitoring

Risk Management

Analytical Skills

Interpersonal Communication

Problem-Solving

MS Office (Excel)

Education

BCom, B.Compt, BSc, LLB, FRM

Completion of JSE Compliance Exams

Tools

MS Office

Job description

An established industry player is seeking a JSE Risk and Compliance Officer to ensure adherence to regulatory standards and internal policies. This pivotal role involves real-time monitoring of trading activities, overseeing compliance across various operations, and fostering strong relationships with regulatory bodies. The ideal candidate will bring extensive experience in financial services, particularly in stockbroking, along with a solid understanding of compliance functions and financial instruments. Join a forward-thinking company where your expertise will contribute to maintaining high standards of compliance and risk management in a dynamic trading environment.