Legal Advisor - Regulatory Compliance

Placements24; Gqeberha; Híbrido; ZAR 600 000 - 1 000 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Medical aid

Pension fund

Professional development

Annual leave

Life insurance

Resumo da oferta

Placements24 in Port Elizabeth (Eastern Cape) seeks a diligent Legal Advisor specializing in Regulatory Compliance to ensure adherence to SA financial regulations, aid policy development, and support risk management. You will interpret complex legislation, advise business units, conduct internal audits, and liaise with regulators (FSCA, SARB) as needed.

The role offers a challenging environment for a proactive lawyer focused on ethical compliance and operational integrity.

Qualificações

• Admitted Attorney of the SA High Court.
• LL.B. or equivalent with a financial services focus.
• Minimum of 5 years in legal practice with regulatory compliance.
• Strong understanding of FAIS, FICA and Companies Act.
• Excellent analytical and communication skills.

Responsabilidades

• Monitor and interpret legislation, regulations and guidelines in financial services.
• Advise business units on compliance matters and regulatory risks.
• Develop, implement and update compliance policies and procedures.
• Conduct regular compliance reviews and audits for regulatory adherence.
• Assist in regulatory filings and disclosures.
• Investigate breaches and recommend corrective actions.
• Liaise with regulators (FSCA, SARB) as needed.
• Deliver compliance training programs for staff.
• Manage external counsel on compliance-related matters.

Conhecimentos

Regulatory compliance

Legal interpretation

Risk management

Regulatory reporting

Formação académica

LL.B.

Admitted Attorney

Descrição da oferta de emprego

Our client, a dynamic financial services institution based in Port Elizabeth, Eastern Cape, is seeking a diligent and knowledgeable Legal Advisor specializing in Regulatory Compliance. This role is crucial for ensuring the company adheres to all relevant financial regulations, industry standards, and legal requirements. You will be responsible for interpreting complex regulations, advising on compliance strategies, conducting internal audits, and developing policies and procedures to mitigate regulatory risks. The ideal candidate will possess a strong understanding of South African financial services legislation and a keen ability to translate legal requirements into practical business solutions. This position offers a stimulating environment for a legal professional passionate about compliance and risk management. We are looking for a proactive individual who can stay ahead of evolving regulatory landscapes. This role based in Port Elizabeth is integral to the company's commitment to ethical conduct and operational integrity. Our client values expertise and a dedication to maintaining the highest standards of compliance. The Legal Advisor will play a vital part in safeguarding the company's reputation and operational continuity.

Key Responsibilities

• Monitor and interpret relevant legislation, regulations, and industry guidelines impacting the financial services sector.
• Advise business units on compliance matters and potential legal risks.
• Develop, implement, and update compliance policies and procedures.
• Conduct regular compliance reviews and audits to ensure adherence to regulatory requirements.
• Assist in preparing regulatory filings and disclosures.
• Investigate compliance breaches and recommend corrective actions.
• Stay abreast of changes in the regulatory environment and proactively adapt compliance strategies.
• Liaise with regulatory authorities (e.g., FSCA, SARB) as needed.
• Develop and deliver compliance training programs for staff.
• Manage external legal counsel on specific compliance-related matters.

Requirements

• Admitted Attorney of the High Court of South Africa.
• LL.B. or equivalent law degree, with a specialization or significant coursework in financial services law or compliance.
• Minimum of 5 years of experience in legal practice or in-house, with a focus on regulatory compliance within the financial services industry.
• Thorough understanding of South African financial services legislation (e.g., FAIS Act, FICA, Companies Act).
• Experience with compliance frameworks and risk management principles.
• Excellent analytical, research, and problem-solving skills.
• Strong communication and interpersonal skills, with the ability to explain complex legal concepts clearly.
• High level of integrity and attention to detail.
• Ability to work independently and manage multiple priorities effectively.
• Experience in the Eastern Cape region is an advantage.

Benefits

• An attractive annual salary of R .
• Comprehensive medical aid package.
• Membership in a company pension fund.
• Opportunities for continuous professional development and relevant certifications.
• A supportive and professional work environment in Port Elizabeth.
• Exposure to critical regulatory challenges in the financial sector.
• Generous annual leave entitlement.
• Performance incentives.
• Life insurance coverage. The chance to ensure regulatory integrity for a key financial player in Eastern Cape.