Junior Risk Compliance Officer

Cera Recruitment; Cape Town; On-site; ZAR 200 000 - 300 000; Full time

Job summary

A legal services firm in Cape Town is seeking a detail-oriented Junior Risk Compliance Officer to support their compliance function. Responsibilities include conducting client due diligence, maintaining compliance records, and ensuring GDPR compliance. The ideal candidate will hold a degree in Law or a related field and possess strong communication and organizational skills. This role offers the opportunity for professional growth within a fast-paced conveyancing environment.

Qualifications

• Degree or diploma in Law, Business, Compliance, or related field (or working towards one).
• Exposure to a legal, conveyancing, or regulated environment is desirable.
• Knowledge of AML regulations or SRA guidelines is a plus.

Responsibilities

• Assist in performing ID checks and verifying client documents.
• Conduct basic AML screening and risk assessments on new clients.
• Help maintain accurate compliance records and logs.
• Assist with internal audits and file reviews.
• Ensure handling of personal data is GDPR compliant.

Skills

Attention to detail

Organizational skills

Good written communication

Good verbal communication

Education

Degree or diploma in Law, Business, Compliance

Tools

Microsoft Office

Job description

Junior Risk Compliance Officer – R R Cape Town

Introduction

Seeking a detail-oriented and proactive Junior Risk Compliance Officer to support the compliance function within our conveyancing firm.

This role involves ensuring that our legal and regulatory obligations are met, particularly with respect to anti-money laundering (AML), data protection, client onboarding, and internal risk management policies. The ideal candidate will have a strong interest in regulatory compliance and risk management within the legal or property sector, with a desire to grow within the role and gain hands‑on experience in a fast‑paced conveyancing environment.

Duties & Responsibilities

• Client Due Diligence (CDD): Assist in performing ID checks and verifying client documents.
• Conduct basic AML screening and risk assessments on new clients.
• Ensure compliance with Know Your Customer (KYC) and Source of Funds / Wealth procedures.
• Regulatory Monitoring & Record Keeping: Help maintain accurate compliance records and logs.
• Assist with internal audits and file reviews to ensure regulatory adherence.
• Keep records of completed checks, risk assessments, and staff training logs.
• Policy & Procedure Support: Support the implementation and communication of internal policies.
• Assist in the development and review of compliance procedures and manuals.
• Training & Awareness: Participate in regular compliance training and assist in rolling out training across the team.
• Help promote a culture of compliance and risk awareness across the firm.
• Data Protection & Confidentiality: Ensure handling of personal and client data is GDPR compliant.
• Report any potential breaches or suspicious activity in accordance with firm policy.
• Reporting: Escalate high‑risk matters or suspicious transactions to the Senior Compliance Officer or MLRO (Money Laundering Reporting Officer).
• Assist in preparing reports for regulatory bodies or management as required.

Desired Experience & Qualification

• A degree or diploma in Law, Business, Compliance, or a related field (or working towards one).
• Some experience or exposure to a legal, conveyancing, or regulated environment is desirable.
• Strong attention to detail and excellent organisational skills.
• Good written and verbal communication skills.Ability to handle sensitive information confidentially and ethically.
• Knowledge of AML regulations, SRA guidelines, or CLC rules is a plus.
• Proficiency in Microsoft Office (Word, Excel, Outlook).

Package & Remuneration

R R