Compliance Monitoring Officer

Frogg Recruitment; Johannesburg; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A reputable recruitment agency seeks an experienced Compliance Monitoring Officer in Johannesburg. Applicants should have at least 5 years of experience in compliance monitoring and auditing, along with relevant qualifications like a Bachelor's or Post Graduate Diploma in Compliance Management. The role involves maintaining compliance frameworks, advising on compliance matters, and executing compliance reviews, among other responsibilities. This is an excellent opportunity for candidates with extensive compliance knowledge and experience.

Qualifications

• 5+ years' experience as a Compliance Monitoring Officer.
• 2+ years' experience in Auditing.
• Relevant experience and working knowledge of compliance management.

Responsibilities

• Maintain and enhance the compliance framework, including policies, manuals, and templates.
• Identify, assess, monitor, and report on material compliance risks.
• Advise business units on compliance matters.
• Collaborate with service providers and auditors.
• Develop and update Compliance Risk Management Plans.
• Execute compliance reviews and monitoring activities.
• Report on non-compliance issues and compliance risk management.
• Assess and recommend corrective actions for compliance issues.

Skills

Compliance Management

Risk Management

Auditing

Legal Knowledge

Education

Bachelor’s or Post Graduate Diploma in Compliance Management, Internal Auditing, or Risk Management

CPrac (SA) Compliance Practitioner designation

Certificate in Compliance Management

Job description

Compliance Monitoring Officer required in Johannesburg.

Our financial services client in Sandton is looking for an experienced Compliance Monitoring Officer with at least 5 years of relevant experience.

Requirements:

• Bachelor’s / Post Graduate Diploma in Compliance Management, or Internal Auditing, or Risk Management or Legal Qualification.
• CPrac (SA) – Compliance Practitioner designation from CISA.
• Certificate in Compliance Management.
• 5+ years’ experience as Compliance Monitoring Officer
• 2+ years experience in Auditing
• Relevant experience and working knowledge of compliance management.

Duties and Responsibilities:

• Maintain and enhance the compliance framework, including policies, manuals, and templates.
• Identify, assess, monitor, and report on material compliance risks.
• Advise business units on compliance matters and assist in implementing compliant policies and procedures.
• Collaborate with service providers and auditors to oversee compliance controls and processes.
• Develop and update Compliance Risk Management Plans (CRMPs) in line with annual plans.
• Execute compliance reviews and monitoring activities according to the annual Risk and Compliance Coverage Plan.
• Report on non-compliance issues and compliance risk management.
• Assess and recommend corrective actions for compliance issues.