Wealth Mgmt Risk Consultant I

BOK Financial; Tulsa (OK); On-site; USD 55,000 - 85,000; Full time

Job summary

BOK Financial is seeking a Wealth Management Risk Consultant I to help manage control objectives within the wealth management line. You will identify risk areas, review accounts, report findings, and support risk mitigation strategies and compliance testing.

You will work with Wealth Management teams, Private Wealth, Brokerage, and Institutional Wealth, upholding integrity and partnership as a core value in daily risk assurance activities.

Qualifications

• Bachelor's degree and 1-4 years wealth management experience, or 5+ years equivalent experience.
• Strong ability to multi-task and manage multiple projects.
• Excellent oral, written and communication skills.

Responsibilities

• Assist with management of Control Objectives for the business line and identify potential risk.
• Perform reviews of new and existing accounts and report findings to Strategic Risk Officer.
• Assist in development of processes, procedures and reporting systems to mitigate risk.
• Prepare for audits and participate in meetings with stakeholders to ensure data collection and review.

Skills

Project management

Communication

Teamwork

Analytical skills

Excel

Education

Bachelor's degree

Finance/Wealth Management experience

Tools

Excel

Job description

Req ID: 78611

Location: Tulsa -TUL, Oklahoma City -OKC

Areas of Interest: Risk Management

Pay Transparency Salary Range: Not Available

Application Deadline: 09/30/2026

BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.

Bonus Type

Discretionary

Summary

We are a dedicated financial institution, leveraging our expertise and resources to serve our clients and communities, and help them make informed future decisions. The Wealth Management Risk Consultant I plays a key role in managing business line control objectives, identifying potential risks, conducting account reviews, reporting findings, recommending improvements, and assisting in the development of risk mitigation strategies and compliance tests.

Job Description

The Wealth Management Risk Consultant I is primarily responsible for assisting with the management of the Control Objectives for their respective business line, which includes among other things, identifying areas of potential risk for the business line and/or its clients. Performs reviews of new and existing accounts. Reports any findings to the Strategic Risk Officer. Recommends training needs and process improvements based upon review finding. Assists with the development of processes, procedures and reporting systems to mitigate that risk. Assists with routine audits and compliance tests.

Team Culture

In your role, you'll partner with peers and client-facing teams in Wealth Management, including Private Wealth, Brokerage, BOKF Insurance, and Institutional Wealth. Upholding integrity, we embody company values, fostering trust and partnerships through honorable and sincere actions.

How You'll Spend Your Time

• You will conduct regular tests and monitor workflows to ensure the effectiveness of internal controls and manage risks, while also addressing any incomplete tasks.
• You will aid in establishing risk management controls, contribute to the creation of policies and procedures to ensure control effectiveness, and periodically test these controls.
• You will be responsible for preparing for audits, participating in meetings with relevant stakeholders to ensure data collection and review, and regularly interacting with corporate compliance, internal audit, and wealth management risk teams.
• You will be analyzing business data to support the implementation of new capabilities, applications, processes, and internal controls.

Education & Experience Requirements

This level of knowledge is normally acquired through completion of a Bachelor's degree and 1-4 years of knowledge and experience with Wealth Management relationships, or 5+ years equivalent experience.

• Excellent knowledge and experience in developing, executing, and managing multiple projects, resource management, and project plan techniques to ensure required outcome through organizational planning and communications. Strong ability to multi-task.
• Ability to solve complex problems by taking ownership to address needs, provide information, or solve problems
• Excellent teamwork and interpersonal skills at all management levels. Ability to collaborate with other departments and lines of business.
• Excellent PC skills, including advanced spreadsheet skills.
• Working knowledge of various securities and investment-related products and services
• Excellent oral, written and communication skills, including interpersonal skills

BOK Financial Corporation Group is a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees. With passion, skill and partnership you can make an impact on the success of the bank, customers and your own career!
The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.