Wealth Management Private Client Investment Specialist

JP Morgan Chase; Wheaton (IL); On-site; USD 37,000 - 51,000; Full time

Job summary

JPMorgan Chase in Wheaton, IL is seeking a Private Client Investment Associate to deliver exceptional client service, manage operational requests, and support Advisors in maintaining strong client relationships.

The role emphasizes accurate processing of account openings, money movements, and trades, with a focus on risk management and regulatory compliance within a fast-paced wealth management environment.

Qualifications

• Must hold Series 7 license or obtain within 120 days.
• If registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam.
• Series 66 (or 63/65) and Life and Health Insurance licenses must be obtained within 120 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors' book of business including account opening, money movement and investment trades.
• Assist Advisors by building and maintaining client relationships, processing requests, and assisting with wealth planning and lead generation.
• Assist in managing client reviews, promoting firm services, and preparing performance reports.
• Engage in Risk Management activities including Know Your Customer procedures and account reviews.
• Support regulatory compliance and operational procedures within the unit.
• Prioritize daily work and track progress to meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

JPMorgan Chase in Wheaton, IL is seeking a Private Client Investment Associate to deliver exceptional client service, manage operational requests, and support Advisors in maintaining strong client relationships.

The role emphasizes accurate processing of account openings, money movements, and trades, with a focus on risk management and regulatory compliance within a fast-paced wealth management environment.