Wealth Management: Private Client Associate

JPMorganChase; Mandeville (LA); On-site; USD 60,000 - 80,000; Full time

Job summary

A leading financial services firm in Mandeville, LA is seeking a Private Client Investment Associate. This role involves supporting financial advisors, maintaining client relationships, and ensuring compliance with regulatory requirements. Candidates should possess a valid Series 7 license and be ready to obtain additional licenses within 60 days. Join our team for a diverse and dynamic work environment.

Qualifications

• A valid and active Series 7 license is mandatory.
• Candidates registered after October 1, 2018, must have a valid SIE exam.
• A Series 66 or 63/65 and Life and Health Insurance license must be acquired within 60 days of starting.

Responsibilities

• Support Advisors' business by facilitating operational requests.
• Build and maintain client relationships, resolving issues.
• Assist in managing relationship and account reviews.
• Engage in Risk Management and compliance requirements.
• Track progress for daily work and meet deadlines.
• Foster team culture.

Skills

Valid and active Series 7 license

Securities Industry Essential (SIE) exam

Valid and active Series 66 (or 63/65)

Life and Health Insurance license

Job description

A leading financial services firm in Mandeville, LA is seeking a Private Client Investment Associate. This role involves supporting financial advisors, maintaining client relationships, and ensuring compliance with regulatory requirements. Candidates should possess a valid Series 7 license and be ready to obtain additional licenses within 60 days. Join our team for a diverse and dynamic work environment.