Wealth Management Counsel — Associate

Integrity Marketing Group; Dallas (TX); On-site; USD 130,000 - 180,000; Full time

Job summary

Integrity Marketing Group, headquartered in Dallas, TX, seeks an Associate Counsel for Integrity Wealth to serve as a key transactional and commercial lawyer. You will navigate complex wealth-management transactions, draft agreements, and negotiate with counterparties while aligning with regulatory and compliance standards. This role reports to the Senior Counsel of Integrity Wealth and offers growth within a rapidly expanding wealth division.

Qualifications

• 3–5 years of transactional experience in wealth management or financial services.
• Experience with Advisers Act, Securities Act, Investment Company Act, FINRA Rules, or Blue Sky Laws.
• Strong drafting, negotiation and advisory skills.
• Ability to collaborate with compliance and regulatory teams.
• Proactive, team player with ability to manage external counsel.
• RIA or broker-dealer environment experience preferred.

Responsibilities

• Serve as the Associate Counsel of Integrity Wealth, supporting the wealth business division.
• Collaborate with the legal, executive and compliance teams for reorganizations.
• Review and negotiate commercial transactions with counterparties.
• Support advisor and client transitions from a legal perspective.
• Coordinate with stakeholders to meet business objectives.
• Work with compliance and regulatory teams to ensure robust processes.
• Oversee external counsel and manage legal expenses for Integrity Wealth.
• Coordinate E&O insurance with brokers for Integrity Wealth.
• Assist with arbitration, litigation, or complaints involving Integrity Wealth.

Skills

Wealth transactions

Contract negotiation

Regulatory compliance

Risk management

Cross-functional collaboration

Education

Juris Doctor (JD)

Bar admission in the US

Job description

Integrity Marketing Group, headquartered in Dallas, TX, seeks an Associate Counsel for Integrity Wealth to serve as a key transactional and commercial lawyer. You will navigate complex wealth-management transactions, draft agreements, and negotiate with counterparties while aligning with regulatory and compliance standards. This role reports to the Senior Counsel of Integrity Wealth and offers growth within a rapidly expanding wealth division.