Wealth Management Client Associate - Client Service

The Pines Wealth Management; Southern Pines (NC); On-site; USD 63,000 - 77,000; Full time

Benefits offered by this job

Base salary $70k+

Bonus opportunity

Retirement plan

Health benefits

Paid time off

Job summary

The Pines Wealth Management in Southern Pines, NC is seeking a Wealth Management Client Associate to support multiple advisors in delivering seamless client service. The role focuses on investment operations, client communications, and efficient daily workflow within a growing RIA.

The ideal candidate has 3+ years in wealth management, a college degree, and an active Series 7 (Series 66 or willingness to obtain). A base salary around $70k plus bonus and benefits are offered.

Qualifications

• 3+ years of wealth management and financial services experience.
• Active Series 7 license preferred; Series 66 or willingness to obtain.
• Strong knowledge of wealth management operations and client servicing.

Responsibilities

• Serve as primary client service contact and support multiple advisors.
• Handle account inquiries, service requests, and follow-ups.
• Prepare meeting materials and coordinate client meetings.
• Maintain client records and CRM updates; process paperwork via custodian.
• Facilitate ACAT transfers and money movement requests.
• Support SEC compliance processes and documentation.

Skills

Wealth management experience

Financial planning concepts

Account servicing

Detail orientation

Client service mindset

Education

College degree

Series 7 license (preferred)

Series 66 license

Job description

The Pines Wealth Management in Southern Pines, NC is seeking a Wealth Management Client Associate to support multiple advisors in delivering seamless client service. The role focuses on investment operations, client communications, and efficient daily workflow within a growing RIA.

The ideal candidate has 3+ years in wealth management, a college degree, and an active Series 7 (Series 66 or willingness to obtain). A base salary around $70k plus bonus and benefits are offered.