Wealth Management Associate

UHY LLP; East Coldenham (NY); On-site; USD 41,000 - 53,000; Full time

Benefits offered by this job

Competitive compensation

Comprehensive benefits package

Paid time off (PTO)

Job summary

UHY LLP is seeking a Wealth Management Associate to support the Wealth Manager in developing and executing investment strategies for clients. The role involves client-facing duties, preparing proposals, and reviewing financial data to inform recommendations.

The candidate should have a finance-related degree, 1–3 years of experience, and relevant licenses or the ability to obtain them within a designated time frame. Strong Excel/PowerPoint skills are essential.

Qualifications

• Bachelor’s degree in finance, accounting, or a related field.
• 1–3 years of experience in financial services, wealth management, or a related field.
• NASD Series 7 and 63 licenses required (or ability to obtain within a designated time frame).
• CFP and CFA certification advantageous.
• Previous experience in wealth management or working in a CPA/m professional services firm is preferred.
• Proficiency in Microsoft Excel and PowerPoint; familiarity with financial planning tools and software.

Responsibilities

• Support the Wealth Manager and assist clients with investment strategies and financial matters.
• Manage client relationships, serving as a primary point of contact for clients.
• Prepare customized investment proposals and presentation materials for prospects and clients.
• Analyze financial statements, client portfolios, and market data to inform recommendations.
• Complete investment-related paperwork and maintain organized client records.

Skills

Client relationship management

Investment strategies

Financial analysis

Presentation skills

Communication

Education

Bachelor's degree in finance, accounting, or related field

Tools

Excel

PowerPoint

Industry software

Job description

JOB SUMMARYThe Wealth Management Associate will provide essential support to the Wealth Manager and assist clients with investment strategies and other financial matters. This role is client-facing and requires a strong understanding of financial products, UHY service offerings, and complex financial data. The ideal candidate will demonstrate sound judgment, a high level of professionalism, and a commitment to delivering excellent client service.JOB DESCRIPTIONResearch market trends and assist in the creation and execution of investment strategies in collaboration with the Wealth ManagerManage and maintain relationships with clients on behalf of the Wealth Manager, serving as a key point of contactProvide timely and accurate support on investment products, financial planning tools, and servicesAddress and resolve client questions and concerns, escalating to the Wealth Manager as appropriateComplete and submit investment-related paperwork, such as applications, transfer forms, and withdrawal requests, for approvalPrepare customized investment proposals and presentation materials for prospective and current clientsAnalyze financial statements, client portfolios, and market data to assist with client reporting and recommendationsPerform day-to-day administrative functions including scheduling, responding to client communications, and maintaining organized client recordsSupervisory responsibilitiesNoneWork environmentWork is conducted in a professional office environment with minimal distractionsPhysical demandsProlonged periods of sitting at a desk and performing work in front of a computer screen for long periods of timeMust be able to lift up to 15 pounds at a timeTravel requiredLocal travel to client/prospect businesses for meetings is expectedRequired education and experienceBachelor’s degree in finance, accounting, or a related field1–3 years of experience in financial services, wealth management, or a related fieldNASD Series 7 and 63 licenses required (or ability to obtain within a designated time frame)Previous experience (internship or other) working in the wealth management fieldProficiency in using Microsoft Excel, PowerPoint and industry related softwareComfortable making presentations and speaking to audiencesPreferred education and experienceCFP and CFA certification advantageousExperience working in a CPA or multi-disciplinary professional services firmOther dutiesPlease note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the colleague for this job. Duties, responsibilities and activities may change at any time with or without notice.For job postings in our Newburgh location, we are required by law to include a good faith salary range for every job, promotion, and transfer opportunity in accordance with the New York Human Rights Law. This range considers many factors, including but not limited to a candidate’s knowledge, job specific skills, experience, licensure, and certifications. A reasonable estimate of the current range for this position is $29.47-$38.32 per hour.WHO WE AREUHY is one of the nation’s largest professional services firms providing audit, tax, consulting and advisory services to clients primarily in the dynamic middle market. We are trailblazers who bring our experience from working within numerous industries to our clients so that we can provide them with a 360-degree view of their businesses. Together with our clients, UHY works collaboratively to develop flexible, innovative solutions that meet our clients’ business challenges. As an independent member of UHY International, we are proud to be a part of a top 20 international network of independent accounting and consulting firms.WHAT WE OFFERPOSITIVE WORK ENVIRONMENTEnjoy a collaborative and supportive work environment where teamwork is valued.ATTRACTIVE COMPENSATION PACKAGESOur compensation is competitive and tailored to reflect the role, qualifications, and expertise of each individual.COMPREHENSIVE BENEFIT PACKAGEAccess comprehensive benefits including group health insurance, dental and vision coverage, 401(k) retirement plans, and generous paid time off (PTO) allowances.